Negotiating Sites of Memory

When I chose Negotiating Sites of Memory as the theme for the MLA convention held in Vancouver, British Columbia, in January 2015, I hoped that my colleagues would consider the large and many-faceted topic of memory sites—broadly construed as locations marked as significant—in relation to verbal processes of negotiation. Temporally complex like Janus, the Roman god of beginnings, negotiating sites of memory starts in the present and looks both to the past and the future. Negotiating encompasses a range of communicative acts that human beings perform when they seek agreement in the face of conflicting views on something important, such as the value of material or immaterial goods. In more than two hundred sessions, MLA members engaged with the presidential theme, often by interrogating it, and expanded my understanding of negotiation, memory, and site. The organizers of Transnational Memories: Sites, Knots, Methods (session 716), for instance, observed that while the modern (that is, post–World War II) field of memory studies “was linked from the outset to national memory cultures, institutions, and sites,” the recent turn to “transnational approaches” challenges the conceptual value of the “‘sites of memory’” as an “assumed framework” for the field (Program 1076). That is certainly true if “sites” are associated with a fixed geographic space or even with the “lieux de mémoire” explored by Pierre Nora, such as flags, popular songs, or the names of Parisian streets. Such sites may be portable, but they do not typically travel across the debatably “irrevocable” distinction Nora draws between the borders of the nation or between modernity and premodernity (7). In ancient cultures that predate Nora’s European (medieval) premodern era, however, and that continue to trouble the MLA’s own institutionally drawn distinction between the modern and the ancient (Greek, Latin, and Hebrew) languages, there are many sites of memory that move across geographic, temporal, and linguistic borders and that become objects of study through translations into new media or Internet accessibility. Speakers in a session on Hortense Spiller’s complex concept of the “flesh” undertook to “negotiate rupture as a possible or impossible site of memory” (Program 983), and a paper in the Presidential Forum, by Saidiya Hartman, took as its site of memory textual and photographic figures of a black African slave girl “arriv[ing]” from a southern space and time into a modern northern city’s slums (“Northern Phase”). Hartman, who had previously told an irony-laden story of her quest to find her Ghanian forebears in her book Lose Your Mother: A Journey along the Atlantic Slave Route, used her paper to discuss images of abject African subjects as sites of racist memory. These sites prompt both forgetting and efforts of resignification.The Vancouver convention itself took place in a deeply contested geographic site of memory. Negotiations over land and resource extraction rights continue in and near Vancouver despite and because of failures in the province called “British Columbia” to reach agreements over land use that most indigenous negotiators could consider just. One small sign of (potential) progress, however, lies in a gesture that it is hard to imagine elected representatives of other contested memory sites making: in June 2015, the Vancouver city council voted to acknowledge that the city occupies “unceded territory” of three native groups, the Musqueam, Tseil-Watuth, and Squamish peoples, who lived in the area before George Vancouver arrived in 1791 and named landmarks and waterways for Englishmen. There were a number of MLA sessions that explored indigenous peoples’ cultural memories as these have traveled from a distant past to a present in which members of indigenous First Nations challenge the logic of the modern capitalist nation whose critics often categorize it as a “settler colonialist” state. Contested borders between modern nations as viewed through contemporary indigenous filmmakers’ eyes became a site of competing memories in several 2015 MLA sessions, including one linked to the Presidential Forum and called Modes of Memory, Modes of Production: Across Indigenous Americas. MLA sessions in Vancouver featured some of the ways in which educators, artists, writers, union members, and others are attempting to imagine what a truly postcolonialist future might look like.The five papers delivered in the Presidential Forum, three of which were revised for publication here, performed as well as reflected on acts of negotiating contested sites of memory. In “Bush Sites / Bush Stories: Politics of Place and Memory in Indigenous Northern Canada” Peter Kulchyski explores a large geographic territory and analyzes epistemological gaps between indigenous concepts of memorial sites and the concepts that underlie English appropriations of those sites. He takes the carved rocks located “near Curve Lake First Nation at the northeast end of Anishnabwe territory” as a key example: the rocks were a sacred site for ancient indigenous people and are called Kinomagewapkong, the Teaching Rocks, by modern speakers of the Algonkian language. The cultural meaning of these rocks—known in English as the “Peterborough Petroglyphs,” a phrase that suggests that they belong to a British colonial place—has been carelessly blunted, he argues, by the modern building that now ostensibly protects them from the elements while also altering the signs and sounds encountered by indigenous visitors to this habitat. Kulchyski studies the Teaching Rocks along with other marked places (some of them threatened by and one already lost to an energy development project) as part of a collective effort of negotiation, protest, translation, and education across cultural and temporal divides.Two other forum papers, by Sidra DeKoven Ezrahi and Ihab Saloul, focused on a site of memory so contested that those who should be officially negotiating its future often do not agree on its name. Some call this territory Israel/Palestine, with the slash a signal of the site’s contested pasts, presents, and futures both as a geographic territory and as a set of texts, photographs, films, and screen images that are constantly reproduced for different political agendas: the Wikipedia site “Israel/Palestine” was the locus of such bitter editing wars that it has been closed for the time being; if you go to that site you are redirected to “Israeli-Palestinian Conflict.” The title of one MLA session, arranged by the Division on Ethnic Studies in Language and Literatures (now the forum TC Race and Ethnicity Studies), refers to “Israel” and “Palestine” as separate entities and poses the stark questions “Whose Border? Whose Memory?” (Program 1007). Both Ezrahi and Saloul confront that question in careful acts of unofficial negotiation addressed potentially to readers of Hebrew and Arabic, as well as of English. Drawing on his experiences both as a professor of literature and memory studies in Amsterdam and as the child of parents who lost their house and village in Palestine in 1948 during the Nakba (“Catastrophe”), Saloul asked in Vancouver how Israelis and Palestinians could imagine a use of language in which each group could designate the other as part of a first-person plural entity—a “we.”Writing from her experiences as a scholar of comparative literature and as an Israeli citizen who taught at the Hebrew University of Jerusalem, Ezrahi offers an interpretive space for such a “we” to exist—and work—against the despair created by more than a half century of failed negotiations over physical and metaphysical borders: “the much-battered ‘two-state solution,’” she writes, “is about where the Israeli self ends and the Palestinian other begins—and vice versa.” At a time when the two-state solution is off the table for official negotiators, Ezrahi models a way of negotiating meaning that acknowledges the cultural value in the ancient texts of both Muslims and Jews about a deity who binds and almost sacrifices a son—Isaac in the Hebrew Bible, Ishmael in the Koran—in a place that some messianic Jews locate as and in the Temple Mount (Har ha-bayit) rising from the so-called City of David (now a contested excavation site ) in Jerusalem. Writing against those right-wing Israeli archaeologists engaging in a dig that discards evidence in which they are not invested about a place also sacred to Muslims and called the “Noble Sanctuary” (Haram al Sharif), Ezrahi practices a mode of interpretation that leads to a nuanced, pluralist understanding of Isaac’s binding in Genesis. She weaves that interpretation into a resonant argument against some Israelis’ tendency to misinterpret a textual place where human beings called on God as a single physical place that can be seductively viewed as belonging exclusively to Jews because it is where their God “dwells.” Ezrahi combines the roles of interpreter, cultural critic, and mediator to challenge a reductive use of biblical authority to legitimate policies she sees as leading to more tragedy for the two peoples who inhabit Israel/Palestine today.

The final paper I want to introduce from the Vancouver Presidential Forum is by Wai Chee Dimock, who reflects on negotiation as mediation and calls on university professors of language and literature to direct their attention to students, and potential students, in the growing population of incarcerated persons in the United States. Dimock, who asked her colleagues to think beyond the time and space of the nation-state in her study Through Other Continents: American Literature across Deep Time, now invites readers to think about a way “higher education might intersect with the criminal justice system” through teaching “done under the rubric of a program called Alternatives to Incarceration (ATI).” That program exists in a number of United States cities, including New Haven, where Dimock teaches. She reflects on how she and other college and university educators might build pedagogical bridges between our sites of professional memory—Dimock’s key examples are passages from Ezra Pound’s Pisan Cantos and an iconic image of the cage in Pisa, Italy, where Pound was imprisoned during the last year of World War II—and the sites of memory of students who have spent time in prison and who can discover, through ATI, a temporary reprieve from their daily routine and, potentially, an alternative site of education.

Dimock’s forum paper, like those by Kulchyski and Ezrahi, can serve not only as a memento of the 2015 convention but also as a provocation to think of our work as readers of literature and as humanities educators through the lens provided by the notion of negotiating. The verbal noun implies the willingness to take risks, to engage in acts of “communication or conference” with one another for the purpose of “mutual agreement,” “settlement,” or “compromise” (“Negotiate,” def. 1a). We know of course that negotiations can be and have been undertaken in bad faith—as tactics for delay and as distractions for an interlocutor perceived as an enemy to be defeated by any means. Such negotiations make acts of speech and writing a cover for violence rather than an alternative to it. We also know that negotiation and lying have been intimately linked in history and that tactics of negotiation have often migrated from the battlefield to arenas of diplomacy and trade—and back again. The ancient Chinese had a collection of thirty-six proverbial nuggets of wisdom for achieving military success that are now touted as valuable strategies for CEOs seeking a competitive edge: for example, “kill with a borrowed knife” (借刀杀人), translated as “attack using the strength of another person” (Barkai 8).

Despite the compromised nature of the concept of negotiation in some anglophone educational and political contexts—the 2015 MLA subconference, which highlighted contingent labor issues in academia, was, for example, a call to action entitled Non-Negotiable Sites of Struggle—I hope that the papers from my forum can reanimate a meaning implicit in the Latin term negotium: its negative particle prefix tells us that whatever negotiating is, it is not the kind of leisure (otium) typically enjoyed by the Roman upper class. As Jacques Derrida argued about the ethically difficult kind of negotiation that is required “when there are two incompatible imperatives,” “[o]ne does not negotiate between exchangeable and negotiable things. Rather, one negotiates by engaging the nonnegotiable in negotiation” (13). Such negotiation rarely has a definitive ending, and it may well seem tedious and unglamorous work. In ancient Rome, it was often performed by verbally gifted servants acting on behalf of their masters’ desires. In doing this work, the negotiators were constrained in what they could accomplish; nonetheless, they can offer a model for us because they sometimes found ways to transform intransigent desires into propositions open to change and compromise.

Note

For a longer version of the argument Saloul made in his forum paper, see his Catastrophe and Exile. I would like to thank Lee Emrich, a doctoral student in English at the University of California, Davis, for her help in the editing of this set of essays.

Works Cited

Barkai, John. “Thirty-Six Chinese Strategies Applied to Negotiations.” Social Science Research Network, 2008, pp. 1–24, http://dx.doi.org/10.2139/ssrn.1439850.

Derrida, Jacques. Negotiations: Interventions and Interviews, 1971–2001. Edited and translated by Elizabeth Rottenberg, Stanford UP, 2001.

Hartman, Saidya. Lose Your Mother: A Journey along the Atlantic Slave Route. Farrar, Strauss and Giroux, 2007.

———. “The Northern Phase of a Southern Problem: The Slave Girl Arrives in the Slum.” Presidential Forum: Negotiating Sites of Memory. MLA Annual Convention, 9 Jan. 2015, Vancouver Convention Center, Vancouver. Address.

“Negotiate.” The Oxford English Dictionary, 2nd ed., 1989, p. 303.

Nora, Pierre. “Between Memory and History: Les Lieux de Mémoire.” Memory and Counter-memory, special issue of Representations, no. 26, Spring 1989, pp. 7–24. JSTOR, www.jstor.org/stable/2928520.

Program: The 130th MLA Annual Convention: Vancouver. Issue of PMLA, vol. 129, no. 5, Nov. 2014, pp. 897–1099.

Saloul, Ihab. Catastrophe and Exile in the Modern Palestinian Imagination: Telling Memories. Palgrave Macmillan, 2012.

Margaret Ferguson is distinguished professor of English at the University of California, Davis, and a past president of the MLA.

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The Humanities as Service Departments: Facing the Budget Logic

What kind of budgetary future do the humanities have in public universities? Dire predictions have been around for years and take many plausible forms (Donoghue), including the retreat of humanities research into wealthy private universities for the dwindling leisure class. In this piece I focus on what I believe to be the most likely public university trajectory: the closure that converts a combined research and instructional department into a service unit. My approach here reflects my reluctant conclusion that most faculty members outside the humanities would accept this conversion of the humanities into a domain that teaches a range of basic skills. Since I began to study university budgets through an academic senate position fifteen years ago, cross-disciplinary inequalities have worsened, but I have in general not found faculty members to be much more interested in addressing them than are academic managers. Thus I’m going to be a bit less polite about competing faculty disciplinary interests than I have been in the past.

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A classic program closure was the 2010 decision of the administration at the State University of New York (SUNY), Albany, to “suspend all new admissions” to French, Italian, Russian, classics, and theater, leaving Spanish as the university’s sole language major. The decision was made “in recognition that there are comparatively fewer students enrolled in these degree programs” (“University”). Faculty members reacted with disbelief that the cuts to the state’s share of the campus budget, significant though they were, required program closure. They also noted the absence of prior notification, consultation, review, or “any hint” of “concern about the programs” (Jaschik).

In contrast, President George M. Philip’s prepared statement asserted that an “extensive consultative process with faculty” had in fact taken place, that the decision was not commentary on the quality of the faculty, and that the university remained committed to the humanities and the arts (“University”). The administration’s blanket denials of faculty accusations were accepted by the media and other outsiders who didn’t have the time or interest to sort through a “he said, she said” conflict. Some Albany faculty members analyzed and critiqued the basis of the closure decision after the closure was announced. Shared governance is not supposed to consist of ex post facto criticism but of joint deliberation leading up to a collaborative decision. Faculty groups, particularly the American Association of University Professors (AAUP), have been seeking “meaningful . . . participation in the budgetary process” for a hundred years—with limited success (Gerber 75–76, 160).

The Albany faculty outcry does seem to have generated a budgetary information meeting for the benefit of interested faculty members. This meeting occurred at a faculty forum two months after the departmental deactivations were announced and seven months after members of the university community began to request full disclosure of the university’s All Funds Budget. Brett Bowles, a French professor, noted that even after a Freedom of Information Law request, the university was disclosing only the state share of the budget, leaving 63% of the total budget in the dark. Bowles also observed that the overall budget had not decreased in step with the state cuts but had remained stable, that the alleged closure savings of somewhat more than $2 million a year were 0.46% of the overall campus budget, and that greater savings could have been obtained with cuts to nonacademic programs. He concluded that the cuts to the language and arts programs were cuts of choice and that senior managers were avoiding full budgetary disclosure because complete data would not have supported the president’s claim that deactivation was a “tragic yet inevitable fiscal necessity” (“Fuzzy Budget Math”).

Bowles was most likely right that these were cuts of choice—though in the continued absence of full financial data we don’t actually know. In another report, he listed a number of departments whose student-faculty ratios were similar enough to suggest the targeting of languages was discretionary (“Humanities Cuts”). It didn’t matter. The administration achieved some salary savings by turning an already consolidated, low-cost languages, literatures, and cultures unit into a service department attached to a small Spanish graduate program. The full professors are gone, and most instruction is delivered by lecturers, who are often the program’s remaining graduate students. Bowles sought and found a new job at Indiana University.

How did SUNY Albany find itself in this situation in which, in violation of well-established shared governance requirements of consultation and disclosure, a respectable research and teaching department was converted into a service unit? As particular programs become candidates for cuts, the faculty and staff members who represent those programs must be brought into the process well in advance of any decision. Yet faculty senates have too often accepted the administrative claim that budgetary data is the administration’s to own and that the administration reveals it at its sole discretion. In my opinion, faculty members have a professional duty to tend their academic program, a duty that is every bit as solemn as the fiduciary duty of a governing board: faculty members are responsible for the academic solvency of the university in the same way that the board is responsible for its fiscal solvency. Unfortunately most tenure-track faculty members do not share this opinion, despite book-length exposés of managerial ascendency over faculty professionals (Burgan; Ginsberg; Gerber) and despite the AAUP’s recent clarification of procedures for program closures that would enable faculty members to fulfill their obligation to maintain academic quality (Faculty Role 4–5, 11–12). Key elements such as a review committee elected by faculty members and that committee’s “access to detailed program, department, and administration-unit budgets” (12) will never be put into practice without case-by-case effort, which requires a broad faculty conviction that governance rights should be shared. I don’t believe this conviction exists in this country.

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But let’s posit a case in which faculty members do insist on full participation and in which, in an unusual twist, a university administration not only accepts the faculty’s academic-fiduciary duty in theory but also implements it in practice. An elected faculty committee has been set up, and it has been told that it will have access to five years of whatever financial data it requests. In their first meeting, what data should the faculty committee request?

The AAUP report stipulates “detailed program, department, and administrative-unit budgets” that allow for “the determination of the financial position of the institution as a whole.” It specifies that these “must precede any discussion of program closures” (Faculty Role 11-12). My basic budget items are these:

  1. The campus’s All Funds Budget, both revenues and expenditures
  2. The same budget, disaggregated into academic divisions and departments
  3. Comparisons of workload-based revenues and expenditures, department by department. This means data on departmental enrollments as well as on majors.

The list focuses on getting complete budgets to faculty members so that the workload and revenue contributions of every type of professor can be seen and compared. The purpose of item 2 is to show income and expenditures on the departmental scale where shrinkage or closure is generally discussed. SUNY Albany’s administration used this kind of data to claim that ending all language majors except Spanish (plus Theater) would save over $2 million a year. But they did not disclose these data. In my experience, budget officials try to keep budgets as general or high-level as possible, such that departmental workload and resources cannot be compared.

The purpose of item 3 is to assess claims that a department runs a loss or does not pay for itself. The assessment requires instructional workload data and not just head counts. That is, it requires enrollment data. Debates about the value of various disciplines are overly focused on the number of majors, but the number of majors gives an incomplete picture of a department’s activity.

It’s easiest to explain through an illustration, and I reproduce a table from my book Unmaking the Public University that summarized this kind of data. For brevity’s sake I’ve limited the summary to divisions, since the main point here is the structure of the data.

Figure 1: Earned versus Actual Instructional Revenues (Averaged by Division)

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DivisionEarned Instructional RevenuesActual RevenuesRatio of Actual to Earned RevenuesResearch AwardsFunds Generated (total, including gifts)Funds per Faculty FTE
Professional school869,0002,433,369279.8%2,668,0124,075,309251,562
Arts and humanities56,684,98725,665,59145.3%1,542,99260,942,496230,922
Social sciences40,820,38915,732,87038.5%1,673,42243,194,634294,743
Natural sciences40,336,12130,309,47175.1%55,437,90197,870,016400,811
Engineering11,398,65224,348,696213.6%43,382,03364,420,069530,250

As I pointed out in the book, headline statements about faculty productivity always focus on the right-hand half of the table. At research universities, science, technology, engineering, and mathematics (STEM) disciplines have vastly greater research revenues than other types of disciplines (column 5): the science and engineering total is more than thirty times greater than the combined total of the arts, humanities, and social sciences (I think of them anagramically as SASH).

The left-hand side of the table calculates income earned through teaching. These revenue summaries were calculated by using nonpublic data on overall student enrollments for each department in the division in question. For example, a sociology department gets credit for teaching economics, history, and psychology majors who enroll in sociology courses. When all their taught students are combined, SASH disciplines generate twice the teaching revenue of the STEM disciplines.

Administrators often focus on column 7, which shows aggregated per-faculty revenue generation. It supports the stereotype that STEM faculty members carry the revenue load for SASH faculty members. SUNY Albany managers may well have used this kind of (incomplete) data to conclude that language majors should be closed in the name of fiscal discipline.

But faculty members need the full data set; it will allow them to calculate the revenues and expenditures tied to their actual activities. In the SASH disciplines, faculty members earn revenues mainly through instruction. At large public colleges and universities like the one represented in the table, these revenues can overshadow teaching revenues in the STEM disciplines. They derive from the tuition and state funding attached to the students a department teaches—not just the majors, the total enrollments.

Faculty members need to be able to compare the revenues a unit generates through its overall instructional workload with the funds it has on hand to expend. Whether enrollment money comes from the state, student tuition, university endowment interest, gifts, or some other source, it is distributed to a given department through the campus’s central administration. Central administrations collect enrollment money from many sources and then distribute varying proportions of it among departments. They do not, as a rule, give a department the same revenue that its workload earns. Some departments get more instructional revenue than what they earn through their teaching, and some get less.

This variation can be seen in the calculation in column 4—the “ratio of actual to earned revenues.” The engineering division received twice the instructional revenues that it earned through its teaching workload. Arts and humanities got somewhat less than half.

One major implication of this asymmetry is that the SASH disciplines are cross-subsidizing the STEM disciplines, in contrast to the usual stereotype of the soft subjects’ being unable to pay their way (Newfield, “Ending”). My point here is that faculty members cannot agree or disagree with administrative claims about departmental solvency without the data they need to compare revenues and expenditures.

It is possible that the SUNY Albany Department of Languages, Literatures, and Cultures could have used workload revenue and expenditures data to prove its fiscal solvency. If the department was running in the red, it could have used these data to come up with a plan to improve revenues or to justify its specific losses in terms of its larger service to the university. But the faculty members seem not to have had access to workload materials—only to numbers of majors, which are featured in Bowles’s analyses. Thus it would seem that because the administration preserved its monopoly on relevant financial information it won an argument that didn’t take place.

If workload information is withheld, faculty bodies should put the burden of proof on the administration that a department, particularly in the humanities, is losing money. I realize that there are many low-enrollment language departments, that some arts and humanities enrollments may have shifted to STEM fields since the table’s data was collected (majors have shifted), and that the case in my table is not necessarily representative. None of this affects the methodological point, which is that academic standards for the evidence required for a valid decision are far higher than those for politics, public relations, or, regrettably, much administration. Universities should use academic standards for evidence in their decision making about department closures.

However the workload details may vary, language and literature programs are very cheap. They are conducted by faculty members whose research is generally self-funded and therefore largely free to the university. Their teaching has been massified and adjuncted over several decades. Their students receive a fraction of the institutional investment received by STEM students, although both kinds of students pay the same or similar tuition. Leaving aside the longer-term struggle for budgetary equity that will need to be joined sooner rather than later, expanding shared governance to shared data would put humanities faculty members in a position to show that their departments are worth more even in financial terms than the limited investments their institutions have generally made in them.

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Faculty members must also recognize that the issue of a department’s institutional value now goes beyond the question of its profit and loss. This further evaluation applies to managers and faculty members alike, but for different reasons. Managers are looking not just for break-even points but also for comparative returns on investment. The upshot is that language and literature departments can avoid losses or even make money, and their administration can still want to shut them down.

One important example comes from England, where accounting management is more aggressive than it is in the United States: the closure of the Department of Philosophy at Middlesex University in London in 2010, which led to the group departure of the faculty to another university. This is an interesting case because the shuttered department was so prominent. Philosophy at Middlesex had a special national niche in Continental philosophy:

[It] was ranked a very impressive 14th out of all philosophy submissions, the highest of all post-1992 universities and, apparently, the highest ranking of any of Middlesex’s departments. It has a very large MA programme and previously received funding from the Arts and Humanities Research Council for a major research project. By any public standard it is a success story. (Wolff)

The department’s entrepreneurial strength was impressive. Seven philosophers generated £1 million in extramural humanities grants in six years. Why would a university shut its highest ranked department, a department that was ironically succeeding in terms of academic capitalism?

A member of the department, Peter Osborne, has written a blow-by-blow account of the negotiations that led to the shutdown (see Alliez and Osborne). In this account, the administration said the department was being shut for purely financial reasons. When the department members reviewed the administration’s sustainability spreadsheets, they found that they were not running a loss—though their profits were greatly reduced by one item, a mandatory contribution to central university expenses. This contribution was a tax or rent, and the university managers set it at 55% of departmental revenues. Philosophy was able to pay its rent. But the calculation meant that the department could not run in the black unless it could cover all its staff and teaching expenses on 45% of its actual revenues. Whether it was profitable or not in a particular year, its administrative rent branded it a low-income unit.

One could criticize the high level of administrative rent as an autocratic confiscation that defined the Philosophy Department as low-income in order to justify administrative bloat. Osborne does a good job of this in his paper:

What justifies the cost of “central services” at Middlesex University being 55% of its income? Nobody knows. De facto, it represents an ongoing expansion of administration, management and consultancy. The university accounts show that £3.5 million was spent on “consultants and external advisors” in 2008–09 alone. And whilst the number of academic staff has been falling for several years, that of “administrative” staff (which includes managers) has been increasing: in 2009, the ratio was 733 academic to 860 administrators; and the number of managerial staff earning in excess of £100,000 each year almost doubled. It is hard to avoid the impression of the takeover of the university by a self-serving managerial elite, dedicated primarily to its own enrichment as a “control-class.”

But during the closure negotiation, the Philosophy Department did not say these kinds of things. Instead its members showed that the unit was profitable and was in fact paying the assigned rent to its administration. Osborne recounts:

The university’s argument for unsustainability shifted to there being a “lack of balance” between the group’s component activities (in a group of less than 8 staff). The point being that, for the University, low-income activities could only be justified as necessary conditions of higher income activities.

This last phrase is the crucial one. Philosophy beat back its managers on the question of its explicit costs. It was covering those, even with the very high rent. But it lost out on implicit or opportunity cost. Management was asking, “What is the return on an investment (ROI) in philosophy compared with that of another program that we’re not funding in order to fund philosophy?” If we closed philosophy, management was asking, and gave its money to, for example, business economics, would we have a higher return on our investment? What is the opportunity cost of not investing philosophy’s money in business economics?

The same type of calculation may well have been made at Albany. For the reasons I suggested earlier, French and Italian probably were solvent on the basis of overall workload or student turnover. But just saying that explicit costs were covered doesn’t address the implicit opportunity costs of not giving $2,000,000 to, for example, the Center (now College) of Nanoscale Science and Engineering just because that money has always gone to languages. The prevailing theory in managerial circles is that ROI will be much higher in engineering than in French. In the era of financialized universities, technoscience ROI is both a desired revenue stream and a crucial political bona fides. What could humanities faculty members do in response to this argument? If administrations allocate resources according to their perception of potential investment returns, then faculty members must contest current perceptions of returns in the technosciences. This contesting will be harder and more conflictual than asking to maintain modest humanities base budgets, but I’m afraid the time has come to do it.

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In the business world, high ROI comes from the pricing power tied to a completed product, generally based on a quasi-monopolistic or dominant market position. ROI is calculated on an all-costs basis, which requires that development costs and other long-term investments in the product to be deducted from the sales revenues themselves, in order to get an accurate estimate of the return.

Universities, in contrast, conduct mostly basic research, which loses money: research is a pure cost, which is why corporations in the era of shareholder dominance spend 80% of their R and D funds on product development (“Table 4-3”). Universities also conduct applied research, but that has a money-losing profile. Most R and D spending in the United States is actually product development, which has eventual returns that can be traced back to the development process. Only 8% of academic R and D is development, and universities do not retain these products and sales to use to calculate an ROI on their research investments (Chapter 5).

In the past few decades, research universities have come up with two main work-arounds for the problem that they aren’t profitable and never will be. One is to patent research results and count royalties as returns on research investment. This strategy doesn’t make a very good case for big ROI on STEM research: royalties are a small fraction of R and D contracts and grant revenues, and only a fraction of that money returns to the institution as profit. I calculated that mid-2000s net royalty returns on research expenditures were less than 1% for the top patenters among research universities (Unmaking 344–45). The argument for patenting ROI has enormous ideological and institutional inertia, as it symbolically places the university on the side of profitable free enterprise. It thus carries on despite the fact that you couldn’t run university research on its patent revenues for more than a few days a year.

The second strategy that universities use to exaggerate their ROI is to ignore their institutional subsidies for extramural research. Federal contracts and grants are counted as income rather than as taxpayer investments that would need to be returned with interest in a market enterprise system. (The battle to account for federal taxpayers as investors in R and D was fought and lost long ago.) STEM faculty members knock themselves out getting these grants—funding rates by most federal programs are at all-time lows—but the funding agencies do not cover the full costs of research. Universities must therefore make up the difference, which usually comes to about 20% of the grant total (Newfield,“How Can Public Universities”; COGR Costing Committee). Universities get that money from endowment or other fund interest or, in larger amounts, from state allocations and student tuition. This means that French majors at SUNY Albany (and at nearly all other research universities) are paying into institutional funds that go to STEM research rather than to SASH instruction or research. In the process, they are supplying the dark pool that artificially elevates STEM ROI.

The actual subsidy situation is different. Once the research of STEM fields has led, after much postuniversity effort, to a product, it may generate enormous positive revenues, but for a private firm rather than for the university. At the university, which performs basic and applied R and D, the ostensible moneymakers are busy losing money. Their annual deficits are in stark contrast to SASH fields, especially the social sciences and business components, which teach large numbers of students without much labor-intensive craft training. The senior managers at ASU, like everywhere else, keep the university solvent by taking the SASH surpluses on the right and using them to fill the STEM budget holes on the left.

The conclusion here is that STEM profits depend on SASH subsidies. Ignoring subsidies artificially elevates ROI.

This exaggerated or speculative future ROI should not be used to shift money out of SASH and into STEM—from French and classics to the Albany nanocenter, for example. My best guess, however, is that this shifting is exactly what happened in Albany. A high-powered, well-connected, and demanding technology unit joined with other leading departments and faculty members to convince a beleaguered administration that it would lose future ROI if it could not make a paradigm shift in its cost structure. Modest real and significant symbolic capital can be achieved by converting unspectacular humanities departments into service units. (The cautionary tale here, however, appeared when the nanocenter later dumped the Albany campus to become a campus on its own, with a direct line to state allocations [Mosher; Hitchcock]).

Symbolic capital is not to be sneezed at: the nanocenter helped put SUNY Albany on the political and corporate map. Subsidized and speculative STEM ROI connects campuses to powerful companies and executives, which has a long-term value. But these payoffs are not the actual revenues that are generally promised. More important, they are generated not by STEM in isolation but by the liberal arts university as a whole. Faculty members need to be in a position to show the intellectual and revenue contributions from the SASH disciplines and demonstrate that the work of the SASH disciplines is wrongly seen as low-income or an outright revenue drain.

We should fund the development of humanities research infrastructure through a multiyear rebalancing of today’s unsustainable and unjust cross-subsidies. (This rebalancing would also involve restructuring federal funding, which mostly goes to corporations rather than to universities.) But we aren’t ready for that step yet. Only a few faculty members are doing consistent work on this topic, and they are not generally supported by their senate leaderships or by their colleagues.

To begin, faculty bodies need to collect the budgetary data that will make visible the contributions that all disciplines are making to the university, with or without their consent. After some initial conflict, this process should unite rather than divide: while SASH faculty members are starved for both research and teaching resources, STEM faculty members are seeing declining real federal R and D funding, on the excuse that STEM research is lucrative and can therefore pay for itself. The budgetary secrecy and the ensuing fictions of the financialized university are hurting knowledge creation in every field. Tenure-track faculty members have generally consented to the adjuncting of most instruction. Perhaps as humanities tenured faculty members become de facto service teachers, we will draw the line.

Works Cited and Recommended

Alliez, Éric, and Peter Osborne. “‘Purely Financial’: Question de philosophie.” Derrière les grilles: Sortons du tout-évaluation. Ed. Barbara Cassin. Paris: Fayard, 2014. 43–64. Print.

Bérubé, Michael, and Jennifer Ruth. The Humanities, Higher Education, and Academic Freedom: Three Arguments You’ve Never Heard Before. London: Palgrave, forthcoming.

Bowles, Brett C. “Fuzzy Budget Math at UAlbany.” Message to undisclosed list. 7 Dec. 2010. E-mail.

———. “Humanities Cuts: A Choice, Not a Fiscal Necessity.” Message to undisclosed list. N.d. E-mail.

Burgan, Mary. What Ever Happened to the Faculty? Drift and Decision in Higher Education. Baltimore: Johns Hopkins UP, 2006. Print.

Chapter 5: Academic Research and Development. Science and Engineering Indicators, 2014. Natl. Science Foundation, Feb. 2014. Web. 5 Jan. 2015. <http://www.nsf.gov/statistics/seind14/index.cfm/chapter-5/c5s1.htm>.

COGR Costing Committee. Finances of Research Universities, June 2014 Version. Council on Governmental Relations, 19 June 2014. Web. 7 Jan. 2015. <https://www.rsp.wisc.edu/Finances_of_Research_Universities_June_2014_Version.pdf>.

Donoghue, Frank. The Last Professors: The Corporate University and the Fate of the Humanities. New York: Fordham UP, 2008. Print.

The Faculty Role in Financial Exigency. AAUP. AAUP, 15 Jan. 2013. Web. 3 Jan. 2015. <http://www.aaup.org/media-release/faculty-role-financial-exigency>.

Gerber, Larry G. The Rise and Decline of Faculty Governance: Professionalization and the Modern American University. Baltimore: Johns Hopkins UP, 2014. Print.

Ginsberg, Benjamin. The Fall of the Faculty. Oxford: Oxford UP, 2013. Print.

Hitchcock, Karen. “Who Gains from UAlbany, Nanocollege Split?” Albany Business Review. Amer. City Business Journals, 9 Aug. 2013. Web. 25 Aug. 2015. <http://www.bizjournals.com/albany/print-edition/2013/08/09/who-gains-from-ualbany-nanocollege.html>.

Jaschik, Scott. “Disappearing Languages at Albany.” Inside Higher Ed. Inside Higher Ed, 4 Oct. 2010. Web. 3 Jan. 2015. <https://www.insidehighered.com/news/2010/10/04/albany>.

Mosher, Dan. “CNSE to Split from UAlbany and Become First New SUNY Campus in over Forty Years.” Legislative Gazette. Legislative Gazette, 23 July 2013. Web. 25 Aug. 2015. <http://www.legislativegazette.com/Articles-Main-Stories-c-2013-07-23-84499.113122-CNSE-to-split-from-UAlbany-and-become-first-new-SUNY-campus-in-over-40-years.html>.

Newfield, Christopher. “Ending the Budget Wars: Funding the Humanities during a Crisis in Higher Education.” Profession (2009): 270–84. Print.

———. “How Can Public Universities Pay for Research?” Remaking the University. Michael Meranze and Newfield, 5 Aug. 2014. Web. 7 Jan. 2015. <http://utotherescue.blogspot.com/2014/08/how-can-public-research-universities.html>.

———. Unmaking the Public University: The Forty-Year Assault on the Middle Class. Cambridge: Harvard UP, 2008. Print.

Osborne, Peter. “‘Purely Financial’: The End of Philosophy at Middlesex and the Future of Universities.” TS.

“Table 4-3.” Chapter 4: Research and Development: National Trends and International Comparisons. Science and Engineering Indicators, 2014. Natl. Science Foundation, Feb. 2014. Web. 7 Jan. 2015. <http://www.nsf.gov/statistics/seind14/index.cfm/chapter-4/c4s1.htm>.

“University at Albany Announces Measures to Rethink, Balance, and Reallocate Resources in Face of Reduced State Fiscal Support.” News Center. State U of New York, Albany, 1 Oct. 2010. Web. 3 Jan. 2015. <http://www.albany.edu/news/9902.php?WT.svl=news>.

Wolff, Jonathan. “Why Is Middlesex University Philosophy Department Closing?” The Guardian. Guardian News and Media Ltd., 17 May 2010. Web. 5 Jan. 2015. <http://www.theguardian.com/education/2010/may/17/philosophy-closure-middlesex-university>.

Christopher Newfield is professor of American culture at the University of California, Santa Barbara. A version of this paper was presented at the 2014 MLA convention in Chicago.

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Lessons from the State University of New York, Albany: Program Elimination, Administrative Power, and Shared Governance

On 1 October 2010, the provost and the dean of the College of Arts and Sciences at the State University of New York, Albany (known locally as the University at Albany or UA), convened faculty members in French, Italian, Russian, Classics, and Theater to inform them of the decision to deactivate all degree programs in their fields (on the university policy for deactivation, see Program Deactivation). In practical terms, that euphemistic bit of administrative jargon meant the de facto termination through the indefinite suspension of new enrollments. In all, there were 25 full-time faculty members, 180 undergraduate majors, 285 minors, and 21 graduate students implicated.For those of us who experienced it firsthand, that initial meeting prompted not only shock and a feeling of betrayal but also a series of personal questions—Why were we being eliminated? Would our students be allowed to finish their degrees? Would we be fired? Could we somehow have prevented the deactivations?—that highlighted a nexus of systemic issues threatening the survival of the humanities in general, and language programs in particular, at many American universities. In retrospect, the evisceration of modern languages at Albany resulted from the convergence of genuine budgetary pressures and ineffective shared governance structures that afforded administrators who were hostile or indifferent to the humanities too much power at the expense of the faculty.Making sense of the situation requires some institutional and statistical context. With a total enrollment of about 17,000 students (13,000 undergraduates and 4,000 graduate or professional students) and as one of SUNY’s four research centers (that is, comprehensive, PhD-granting campuses) alongside Buffalo, Binghamton, and Stony Brook, Albany might seem to occupy a privileged position in the SUNY system, which also includes a dozen four-year undergraduate campuses and more than two dozen community colleges. Yet in reality UA had long been undercapitalized, with a permanent endowment of less than $40 million, proportionally lower state funding than the other research centers since the early 1980s, and ever-declining allocations from the legislature in the midst of an ongoing state budget crisis. At cash-strapped UA, that meant prioritizing revenue-producing programs, especially the College of Business, the College of Nanoscale Science and Engineering, and two social science departments in the College of Liberal Arts and Sciences (one of which was the dean’s home department) that had a strong record of securing external grants.An important concurrent development was UA’s implementation of a strategic plan responding to a set of principles established by the SUNY chancellor: a modular conception of the SUNY system in which campuses would cultivate different areas of specialization, investment of resources in existing areas of strength, the facilitation of student transfers among campuses, and curricular revision to reduce overall time to degree. To this end, a task force of faculty members and administrators was created to review and revise the general education requirements, which the final report characterized as “overly prescriptive” and “impeding student progress” (Report).

In response to the task force’s recommendation to reduce the overall number of general education credits required in the humanities, social sciences, and natural sciences, the foreign language requirement was diluted from two semesters or its equivalent (determined by high-school course work or a passing score on a state-authorized proficiency exam) to one semester. The Department of Languages, Literatures, and Cultures (LLC) protested strongly against the change, which set UA’s requirement below that of Buffalo (three semesters) and of Stony Brook and Binghamton (both two semesters), but the protest came after the fact, because the department did not have any representation on the task force, which had been convened by invitation of the provost.

The general education reform and language deactivations were symptomatic of a shift in educational priorities and made possible by the vacuum of administrative leadership caused by the tragic death of Kermit Hall, UA’s dynamic president, in August 2006. In recognition of Hall’s career as a distinguished legal historian, President Clinton had requested his participation in the final vetting of the Warren Report on the Kennedy Assassination. Characteristically, during his first year in office, Hall gave back $100,000 of his salary to create an honors college at UA.

Immediately after Hall’s passing, the SUNY chancellor installed an interim president whose credentials included MA and JD degrees, as well as a long, successful tenure as manager of the New York State teachers’ pension fund, but the person had no experience at all in the administration of higher education, university teaching, or scholarly research. After two failed presidential searches, in 2009 the SUNY chancellor and UA Board of Trustees regularized his appointment, which ended with retirement only in 2013. The same circumstances applied to the appointment of both the dean, who took office on an interim basis in 2007, then secured permanent appointment the following year, and to the provost, who took office on an interim basis in 2008, then was confirmed in 2009. Unfortunately, in each case UA policies afforded faculty members only a consultative role in the hiring process.

Most of us did not take much notice, either because we were too focused on teaching and research or because we felt a detached cynicism for administration in general. Yet this installation of key policy makers essentially by default should have concerned us, for their endorsement of SUNY central’s strategic priorities and top-down model of governance constituted the framework for eliminating our degree programs.

At UA, foreign languages were housed in two administrative units: the LLC and the Department of East Asian Studies (EAS). LLC offered degrees in Spanish (BA, MA, PhD), French (BA, MA, PhD), Italian (BA), and Russian (BA), as well as a minor in Portuguese and courses in Arabic, Dutch, German, and Latin. At the time of the deactivations, 47 undergraduate majors and 80 minors were in French, with 8 full-time faculty members; 17 undergraduate majors and 37 minors were in Italian, with 2 full-time faculty members; 26 undergraduate majors and 18 minors were in Russian, with 3 full-time faculty members. Classics, an interdisciplinary program composed of courses offered by faculty members with appointments in a variety of departments, had 29 undergraduate majors and 28 minors, and the language component was supported by one full-time Latin instructor housed in LLC.

Though the number of majors and minors was stable overall, declining and increasing from year to year in small increments, overall full-time equivalencies (FTEs) in these languages had fallen in preceding years, primarily because of a strong migration toward Spanish at the introductory and intermediate levels. Even so, in October 2010 there was a total of just under 1,900 students—14% of UA’s undergraduate population—enrolled in courses offered by the language programs that became deactivated. In sum, we considered our programs not only on solid ground quantitatively but also integral to the curriculum of Arts and Sciences and the university as a whole.

For its part, EAS offered BA degrees in East Asian studies, Chinese studies, and Japanese studies, with minors in Chinese, Japanese, and Korean. Overall enrollments, as well as the number of majors and minors, were trending firmly upward. The generic EAS major enrolled 44 students, with another 38 in Chinese and 61 in Japanese, and minors totaled 82. EAS included 8 full-time faculty members, 4 in Chinese, 3 in Japanese, and 1 in Korean. The growth of EAS and its comparatively favorable enrollment vis-à-vis LLC were largely the result of savvy curricular planning. Whereas the LLC programs required students to do course work entirely in the target languages (one course in English was allowed for the minor), EAS required that only half their courses for their majors be in the target language; the other half was composed of courses taught in English and on culture, history, or literature. That structure allowed EAS to effectively recruit American students who might otherwise have chosen a European language; to enroll a significant number of heritage learners and native speakers from abroad; perhaps most important, to insulate their program against the impact of the university’s diluted language requirement and the quantitative metrics that were eventually used to justify the elimination of LLC programs.

In the months preceding the deactivation announcement, there were university-wide town-hall-style meetings that addressed in general terms the ongoing budget crisis and the necessity of making cuts across the university, in addition to regular meetings between Arts and Sciences department chairs and the dean. Though the principle of eliminating degree programs was never formally approved, at a meeting held on 28 April 2010 the dean asked chairs to submit, on a confidential basis, individual recommendations to this effect. Some refused out of principle, but many complied. The results of the poll were never made public, but after the deactivations were announced, the dean would cite that meeting as proof that deactivated faculty members were properly consulted and not denied due process.

During the same period, the provost convened three ad hoc committees, known as budget advisory groups (BAGs) composed of faculty members already on various university governance committees and other individuals whose participation was personally solicited by the provost. No members of the deactivated language programs received invitations to participate in any of the BAGs. Of the 39 members who sat on the third BAG, the most influential of the groups, only 10 (26%) were from Arts and Sciences, which was by far the largest college of the university. Of those 10, only 3 were from humanities or arts departments (including 2 from East Asian Studies), and none were from the deactivated language programs. The four largest humanities departments (English, History, Philosophy, and LLC) had no representation at all. Even so, none of the BAGs recommended the elimination of specific degree programs or administrative units; they simply considered hypothetical situations in which the following year’s allocation from the state might necessitate such cuts (Budget Advisory Group).

Crucially, the power to eliminate academic programs, lying solely in the hands of the UA president, did not require any consultation with faculty members, much less formal approval through shared governance. Between the end of the spring 2010 semester and 1 October, there was no warning that our programs were to be eliminated and no consultation with the faculty members directly involved, either to find creative solutions or to provide simple notification of the decision already snaking its way through the SUNY bureaucracy at its imposing stone headquarters downtown.

After 1 October there was strong and sustained protest against the program eliminations, including several public rallies on campus covered by local television; hearings held by the faculty senate; numerous letters and op-ed pieces published in the local Albany Times-Union newspaper; national and international media attention in the New York Times, the Washington Post, Le monde, National Public Radio, and the British Broadcasting Corporation; an investigation by the American Association of University Professors; negotiations between UA administrators and representatives of the New York State Union of Teachers; group meetings between affected faculty members and the dean, provost, and president. There was also overwhelming extramural pressure to reverse the decision, as evidenced by an Internet petition signed by over 14,000 people from around the world and hand-delivered in print form to the SUNY chancellor.

However, the provost and president stuck to their position that eliminating the programs was an unfortunate but unavoidable fiscal necessity rather than “a Faustian bargain,” as Gregory Petsko, a genome researcher, put it in an especially scathing op-ed piece. The provost and president consistently claimed that the BAGs constituted “extensive, inclusive and ongoing” consultation with faculty members, while the dean justified her deactivation recommendations by citing “comparatively low enrollments” in the affected programs, her mandate to trim the college’s annual budget by $2 million (less than 1% of the university’s annual budget in 2010–11), and the need to shift resources to programs that were “more central” to the mission of the college and the university, despite the fact that the number of undergraduate majors or the ratio of faculty members to undergraduate majors was lower in eleven other college programs than those she identified for termination (Message).

The fiscal pretext was difficult to justify for two reasons. First was the recent proliferation of highly paid administrators across the university and the college—the college employed seven full-time assistant or associate deans making salaries substantially greater than the highest paid faculty member in the deactivated programs. Second, the French and Italian programs were already models of cost efficiency. To maximize enrollments, course work for the French MA and PhD programs was delivered almost entirely through shared resource courses that served upper-level undergraduates. Almost all the French MA students paid full tuition without the benefit of assistantships, since many of them were returning high school teachers complying with the state’s ongoing certification requirements. In addition, graduate students who had exhausted their funding as teaching assistants were regularly staffing introductory language courses at a paltry pay rate of $2,600 per course—exponentially less than the FTEs generated. In addition, the French and Italian programs offered coordinated credit-granting high school courses—known as “university in the high schools” and coordinated by an underpaid lecturer—that generated nearly a quarter of a million dollars of annual revenue for the university.

What, then, really motivated the dean’s decision? Certainly, the desire to comply with pressures coming from her superiors—but there were more important factors. In previous departmental meetings she had bluntly told us that the study of language was not a worthwhile end in its own right but rather a means to some other, practical end and that foreign language courses, because of their inherently low FTE value, were not an efficient investment of resources. Her personal bias was also likely compounded by a pragmatic calculation: that three senior faculty members in French and two in Russian, all drawing relatively high salaries by SUNY standards, could be prompted to retire through a blend of incentives and coercion. Summer 2011 provided support for that theory when the vice president for academic affairs began contacting senior faculty members individually with retirement incentives. On 19 July the provost sent a letter inviting the seven tenured French faculty members to apply, through submission of their CVs, for the two full-time positions (one tenured professorship, one full-time lecturer) that she anticipated would remain at end of the deactivation process.

In addition to underscoring the administration’s use of fear, coercion, and internal discord as tools of governance, urging us to compete with one another for our own jobs seemed to confirm UA’s willingness to fire faculty members, though firing them would have entailed significant legal complications with the union and our collective bargaining agreement. In the end, no faculty members were fired. Two senior Russian professors retired without a fuss; three senior colleagues in French accepted phased retirement for the sake of their colleagues; two others in French, myself included, took the provost’s advice that we pursue our careers elsewhere. Our students were allowed to finish their degrees, albeit under duress, and many left feeling that their credentials had been devalued.

The long-term effects on UA remain to be seen, but in the first two years following the deactivations there was widespread paranoia among faculty members across the liberal arts and sciences, a higher than normal departure rate of untenured and tenured professors for jobs elsewhere, and a noticeable decline in applications from new graduate students, which prompted the dean to repeatedly contact graduate directors asking them to intensify their recruitment efforts. Today only undergraduate minors in the deactivated programs remain, and the disdain that UA has demonstrated for foreign languages stands in ironic contradiction to its branding campaign built around the image of a globe and the slogan “the world within reach.”

The UA debacle also underscores several curricular and administrative lessons for language programs, whose inherently low student-to-teacher ratios makes them easy administrative targets in times of fiscal crisis. In curricular terms, it is important to maximize FTEs by offering a certain number of larger-enrollment culture courses in English that can attract students from across the university, fulfill general education requirements, and recruit undergraduate majors and minors. Equally imperative are defending the foreign language requirement, where it already exists, as part of the national trend toward globalization and creating solid curricular links—including study-abroad programs, double-major degrees, or certificates—with professional schools in such areas as engineering, business, and public health. These initiatives require substantial faculty time and energy but are well worth the investment and benefit for all parties involved. It is not a matter of selling out or making languages into service units but of proving our practical relevance to students and administrators so that we maintain the freedom to teach linguistics, literature, and culture for their own sake as well. Two especially successful models worth consulting are at Penn State and Virginia Tech.

Administratively, the UA crisis exposed the destructive power that a small cadre of hostile or indifferent administrators can have if unchecked by strong shared governance structures that empower faculty members with not only consultative but also decision-making authority. Who has the power to eliminate degree programs and faculty positions? In many universities, as at UA, shared governance policies and procedures limit faculty members to a reactive role and entrust programmatic decisions to administrators, with no more than nominal recognition of the democratic process.

In the current climate of systemic underfunding and increasingly authoritarian administration that characterizes American higher education, it is not enough to demand proportional representation on existing governance bodies and ad hoc committees. We must collectively work to revise structures and procedures so that faculty members have the power to approve, reject, or initiate program reorganization and elimination by majority vote. Fortunately, most universities already have mechanisms in place to enact such revisions. The question is whether faculty members are willing to work proactively to secure an equal share in running their institutions and to ensure their own professional survival.

Works Cited

Budget Advisory Group III Final Campus Report. State U of New York, n.d. Web. 26 Oct. 2015. <https://portal.itsli.albany.edu/myuadocs/EP-BAG3-Report-Final-Report-for-campus.pdf>.

Message from President George Philip. State U of New York, 7 Oct. 2010. Web. 26 Oct. 2015. <https://portal.itsli.albany.edu/myuadocs/EP-BUDGET-100710-MessageFromPresident.pdf>.

Petsko, Gregory A. “An Open Letter to SUNY Albany.” Inside Higher Ed. Inside Higher Ed, 22 Nov. 2010. Web. 24 Aug. 2015.

Program Deactivation and Discontinuance. State U of New York, 26 Aug. 1983. Web. 26 Oct. 2015. <www.suny.edu/sunypp/documents.cfm?doc_id=332>.

Report of the General Education Task Force, Fall 2010. State U of New York, n.d. Web. 26 Oct. 2015. <https://portal.itsli.albany.edu/myaudocs/EP-GENED-11222010-FinalTaskForceReport.pdf>.

Brett Bowles is associate professor in the Department of French and Italian at Indiana University, Bloomington.

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CUNY’s Pathways to Substandard Education for the “Whole People”

The trustees of the City University of New York (CUNY) voted in June 2011 to implement Pathways—a project of the vice chancellor for academic affairs, Alexandra Logue, which purported to ease transfer among undergraduates, largely from two- to four-year colleges. The trustees essentially gave the vice chancellor carte blanche, using state education law to justify their micromanagement of curricula. Within a year, the process by which she proceeded generated two lawsuits, protests and petitions from fifty-five different campus constituencies, a union petition gathering about five thousand signatures, letters from professional organizations and even a few cultural consulates. Essentially a group of handpicked, often untenured faculty members from the two- and four-year colleges were guided to craft a general education program that removed disciplines and replaced requirements with outcomes—that is, critical skills, knowledge of other cultures, familiarity with scientific thinking. Lumina triumphed over faculty professionalism. The methods and objectives that we used to teach our disciplines became the curricula. It mattered not what discipline. Each of the six community and eleven senior colleges has a charter, approved by the trustees, giving them curricula and academic authority. The Charter of the University Faculty Senate, authorizing the senate to oversee cross-campus curricula innovations, was also approved by the trustees—all in the past. College and university faculty charters were overturned, de facto, and we now have a general education curriculum that will permit a student, for instance, to graduate with no history or literature or language or philosophy or political science or economics or anthropology, and so on and so forth. The means by which outcomes are fulfilled, such as knowledge of a foreign culture or global understanding, can now be met by one semester of a foreign language.Most senior colleges had between thirty-six and fifty-six general education credit requirements, depending on student preparation and the student’s intended major; now only forty-two credits are allowed, and, of those, thirty must be accepted from community colleges. Protests from English faculty members who were ordered to remove an hour from composition courses were finally heard, and that stricture was removed. That by and large STEM majors have remained unaffected demonstrates the disdain with which the humanities and social sciences are held by the broader culture and administrators who serve it. The disdain for faculty authority was so self-evident, it needs no comment.Implemented in less than a year, the immediate impact occurred as predicted—cancellations of language, history, literature, philosophy, arts sections. New faculty members that were hired found themselves with nothing to do in one case. Community college faculty members who first heralded the program—it seemed to respect their work—became as vociferous as senior college faculty members in opposing what emerged. At Brooklyn College, the faculty voted Pathways down in favor of its famous Core; Pathways has never been passed at a half dozen colleges. Administrators have rewritten handbooks, redone schedules, created sections, and implemented computer changes. A few quit, refusing to face furious faculty members.Whatever modifications are introduced by the new central administration at CUNY, the long-term damage to the humanities and social sciences will never heal. It was not that faculty members opposed smoother transfer practices: they opposed an authoritarianism that produced absurdity—such as the computer list of 2,500 choices for general education. What kind of shared values will our graduates ever develop from such an unstructured and mindless menu?

I started teaching as a TA in 1959 and have never encountered—even in the prereform 60s—such high-handed corporate behavior.

Sandi E. Cooper is professor of history at the College of Staten Island and at the Graduate School, City University of New York. A version of this paper was presented at the 2014 MLA convention in Chicago.

 

From Crisis to Opportunities: How One College of Humanities Survived and Thrived from 2008 to 2014

As we have seen so often in Profession or the Chronicle of Higher Education, and many similar publications concerning American and global postsecondary institutions and their programs, the state of the humanities in general is a topic for debate and commentary. Some might even say that the fields of humanities are under siege or, as Christopher Panza and Richard Schur begin in a Chronicle article, are to be compared with “the sky is falling” attitude from the Chicken Little story. But those authors go on to state, “Interestingly, although programs and tenure-track lines may in fact be under stress, actual data do not support the overall crisis narrative.” I couldn’t agree more. We are not in a crisis, there is no antihumanities conspiracy, and we in the humanities fields, especially in languages, literatures, and cultures, have a core place at the heart of what matters at the American university.This statement could be read with surprise by those who know me as author and the context from which I write. I took on the deanship of the College of Humanities at the University of Arizona about thirty minutes before the financial crisis hit our state and institution in 2008, and we saw some of the deepest cuts of any public R1 university in the country. During that time, my wonderful team in the dean’s office were in the unenviable position of being challenged (read “put under enormous pressures”) to accomplish huge cuts to our permanent budgets. Those cuts were differentially applied—the largest were demanded from fine arts, social sciences, and humanities. We survived and are still a strong college at a strong university, having weathered difficulties that included consolidation, the elimination of one PhD program, opportunistic more than strategic cuts, the resulting larger classes and workloads, and the anguish that comes with enormous change.

What Did We Do?

Given the demand for cuts and concomitant threats of closure, we made the decision to form the School of International Languages, Literatures, and Cultures (SILLC) from seven previously independent departments and programs. The largest language department, Spanish and Portuguese, remained separate from that school. All departments and programs retained their heads, their individual identities, and their budget lines after the cuts, whether they were included in SILLC or remained independent. Business and support staff functions for SILLC departments and programs were merged into a central team. A director for the school was hired. His tasks were to broaden the reach and collaborations of all units and work with the business team to advance collaborative initiatives and recruitment efforts. Under his excellent leadership and the unit heads’ collaborations and hard work, the number of majors in all units has grown substantially and in some cases quadrupled. Spanish and Portuguese, collaborating and making identical efforts, has continued to flourish and grow. Business and support functions of SILLC and Spanish and Portuguese are considered a model at our university, and the recruitment efforts for the college have become a model for many other universities.1

We moved from a place where our language and culture units, as separate and relatively small departments or programs, were giving the impression to those outside the college, especially in upper administration, that they “. . . were splintered, lacking a powerful unifying message or brand. [We were able to form and] articulate that larger brand, [so] we could go from defense to offense, changing and taking charge of the narrative on our campus [and beyond] by displaying why the humanities mattered” (Panza and Schur).

Spanish and Portuguese—Separate and Strong

We often receive, even six years after the reorganization, questions about the separate status of the Department of Spanish and Portuguese. A brief history is in order here. In the 1970s and before, our university had a large Department of Romance Languages, consisting of French, Italian, Spanish, and Portuguese languages, literatures, and cultures. As interest and student numbers grew, it became an increasing challenge for the growing department to have a cohesive and unifying brand and message. There were also pockets of discontent among faculty members. The solution was reached in 1981 to divide the department in two: Spanish and Portuguese, French and Italian. The Department of Spanish and Portuguese today has, in Spanish, among the highest undergraduate enrollments in the country and ranks in the top ten universities in the number of PhD students in Spanish; in Portuguese enrollments it is among the top five nationally. The cohesion of the department is remarkable. Portuguese classes are required of undergraduate and graduate students with Spanish or Latin America majors. The two languages and cultures are more tightly yoked since Latin American studies became a strategic priority, because Title VI and NDE funding sources require that Portuguese be included in Latin American studies. For these historical and practical reasons, because of its sheer size in terms of faculty members and students, and because this department is under strong and forward-looking leadership, it was closely affiliated but retained independence when the other language, literature, and culture units were consolidated into the SILLC.

What Was the Most Difficult?

One aspect of the challenges (read “enormous pressures”) we faced was that several programs were on a preliminary plan for elimination by the provost of the university in 2008–09. Forming SILLC was one response, both for recruitment, which has been so successful, and for the protection of the smaller units. Another strategy was to have straightforward discussions with leadership and senior faculty members of those programs that were identified as endangered. With one exception, all the programs responded by outlining strategies and tactical approaches to raise their profile and numbers and to do the infamous “more with less.” The exception was a group whose PhD program had been languishing for several years and whose numbers of graduates were consistently below our Board of Regents’ minimum for viable programs. This group unfortunately was not able to help me protect them: they did not offer creative suggestions for ways to change the PhD, its potential graduation rate, or the pool of candidates. At several meetings they said that they did not feel that there was anything wrong, that the university, upper administration, and dean should simply leave them alone and recognize their value as a traditional PhD program. Because that recognition was ungrounded, I closed the PhD program. No positions were lost or eliminated, though some hiring was delayed for several years. There are still hard feelings among some faculty members for these steps—understandably so. However, the MA and undergraduate programs have grown substantially, and creative new emphases are now being developed. Those innovations promise to maintain and expand the strengths of the remaining programs in the department. Some colleagues still long for the good old days and the good old PhD program, but most in the unit have changed their way of thinking and now work together and in harmony with the larger goals of the college and the university.

We celebrate this change of thinking, the willingness to join forces and to accept the learning curve it has taken to grow strong. Strategic planning, public relations, and even branding and marketing, we now understand, are not detrimental to the humanities or to language, literature, and culture departments in these times. Siege, calamity, and crisis are no longer part of our communal vocabularies, in any of our languages. Rather, we know and remind ourselves of the opportunities we continue to create, confident that our languages, literatures, and culture units—in scholarship, teaching, and community engagement—are at the heart of what matters.

Note

  1. My special thanks and recognition go to all heads and directors in the College of Humanities, especially to the efforts of Alain-Philippe Durand, director of SILLC, and Malcolm Compitello, head of the Department of Spanish and Portuguese.

Works Cited

Panza, Christopher, and Richard Schur. “To Save the Humanities, Change the Narrative.” The Chronicle of Higher Education. Chronicle of Higher Educ., 20 Oct. 2014. Web. 27 Oct. 2014.

Mary Wildner-Bassett is dean of the College of Humanities at the University of Arizona, Tucson.

 

Closures and Mergers: The Theory and Practice of Restructuring Humanities Programs in the American Academy

At institutions large and small, public or private, the rhetoric and reality of cuts, mergers, and closures have become familiar to anyone working in humanities disciplines, with the fields of classical and modern languages coming under particularly intense scrutiny in recent years. As members of the Committee on Academic Freedom and Professional Responsibility in 2013 debated possible topics for the 2014 sessions to be sponsored at the annual convention, the reality of department and program closures and mergers quickly rose to the surface as one that deserved as broadly based a discussion as possible. The session served to exchange information about what had become a common denominator across institutional contexts: retrenchment. This group of papers expands on the session content so that MLA members might avail themselves of a set of case studies and overall considerations as they assess conditions on their own campuses.The five contributors to this discussion offer a full range of reactions to closures and mergers along with advice to those who wish to become proactive by preparing themselves with the most relevant data and the most incisive ways of querying them. In today’s data-driven institutional context, the essay by Christopher Newfield (University of California, Santa Barbara) offers a probing analysis of the flawed calculations and lack of transparency that led to closure of language and literature programs at the State University of New York, Albany, as well as the demise of the philosophy department at England’s Middlesex University, two of the most striking cases of program closures in the last few years. Newfield’s longitudinal experience with faculty governance, faculty-administration interaction, and the role of the AAUP provides an important road map for the historical perspective as well as tools for addressing present realities and framing the future. In particular, Newfield has examined how administrators often appropriate funds earned by humanities programs through enrollment, reassigning them to STEM (science, technology, engineering, and mathematics) disciplines. Brett Bowles (Indiana University, formerly of the State University of New York, Albany) experienced firsthand the grueling closure of the French PhD program at Albany that forced him to seek employment elsewhere. He documents one of the most egregious examples of administrative abuse and disregard for consultation, as well as the long-term effects associated with the dismantling of healthy programs that were meeting their enrollment burden and fulfilling the much-touted international mission of the university. Bowles’s essay ends on a positive note, citing how such blatant disregard not only for the lives and livelihood of faculty members and students but also of the goals of the university has come full circle with a complete replacement of the administrators who initially embarked on their misguided restructuring. Though the consequences for Albany were devastating, the case has reverberated throughout the academy, serving as a cautionary tale to those who might seek a haphazard solution to closure and merger pressures.Another well-known humanities restructuring is the one that merged seven previously independent departments and programs into the School of International Languages, Literatures, and Cultures at the University of Arizona, Tucson. Mary Wildner-Bassett, dean of the College of Humanities at the university and the author of the next essay, introduces us to the decision-making process that guided this successful merger and the effective, albeit at times painful, choices that had to be made. Wildner-Bassett directly addresses the need for periodic renewal in departments to avoid stagnation and to ensure currency among faculty members, the curriculum, and students. She reminds us of the responsibility that comes with our professions to create the best and most productive learning environment for our students, and she provided the leadership for one university to thrive through hard times.Philip Lewis offers a thoughtful assessment from his position as vice president of the Mellon Foundation. He voices the foundation’s concern over some of the languages that have been the hardest hit, including German, Italian, and Russian, while weighing the value of monetary infusions to enable some programs to continue. Ultimately, though, he raises for our consideration an issue that is painfully familiar—the slow, piecemeal reduction in faculty positions that allows for a semblance of presence but in reality is nothing more than a strategy for administrations to avoid the uncomfortable accusation of destroying programs. While Lewis has no solutions to offer, his framing of the question is extremely useful, prompting us to examine resource allocation that is increasingly driven by enrollment patterns and student demand and to challenge our administrations to reinstate program quality and role in the academy as valuable metrics.The last paper in this cluster is by Sandi Cooper, professor of history at City University of New York (CUNY), Staten Island. Her more than five-decade career as an engaged faculty and union member who has followed the evolution of CUNY from an entity that has grown from four colleges to twenty and that now serves 274,000 students from every sector of New York City has given her insight into the current, highly controversial restructuring of the humanities and the social sciences known as Pathways. As Cooper has clearly stated in her contribution, no one questioned the need to reorganize general education at CUNY. What she deplores is how it was done and the end result, which has had dire consequences for foreign languages, literature, history, and political science, to name only a few affected disciplines. The top-down program cuts exhibited a callous disregard for principles of shared governance, removing faculty voices from decision making over curricular matters. The example of CUNY, the largest public university system in the country, and the endorsements from the heads of several other state university systems do not bode well for the humanities, which are not even mentioned in CUNY Chancellor J. B. Millikan’s vision for a “more global, more digital, more STEM-focused City University of New York” (Chancellor’s Vision).

Wisconsin Governor Scott Walker’s 6 February 2015 proposal to replace the following principle in the University of Wisconsin mission statement, “Basic to every purpose of the system is the search for truth,” with language that defines the purpose as that of supplying “the state’s workforce needs,” is worrisome at best, not to mention the proposed removal as well of the goals “to educate people and improve the human condition” and “serve and stimulate society” (Strauss). Suffice it to say that what Walker sought to cut is the humanities language that has defined the purpose of universities in mission statements from coast to coast. Despite his subsequent backpedaling, his proposed statements conflating a university with a trade school should give us all pause. We need to wonder why teachers are given such short shrift in these workforce discussions. Is the goal to also trim language and literature from high schools? Such questions would have sounded far-fetched twenty-five years ago, but today, with the inexorable cutting and reductions that are taking place in languages and literature programs and their inevitable impact on the future of teachers in those disciplines, they are pressing.

We hope that the readership of Profession will take from these essays a sense of the need to be aware of the many iterations of change affecting our discipline, the knowledge required to address them in the best way possible, and an understanding that budget decisions cutting, shrinking, or merging programs are curricular matters that demand faculty engagement.

Works Cited

Chancellor’s Vision for the University. City U of New York, 30 Nov. 2010. Web. 14 Oct. 2015. <http://www1.cuny.edu/mu/forum/2014/11/30/chancellors-vision-for-the-university/>.

Strauss, Valerie. “How Gov. Walker Tried to Quietly Change the Mission of the University of Wisconsin.” Washington Post. Washington Post, 5 Feb. 2015. Web. 20 Aug. 2015. <http://www.washingtonpost.com/blogs/answer-sheet/wp/2015/02/05/how-gov-walker-tried-to-quietly-change-the-mission-of-the-university-of-wisconsin/>.

Clorinda Donato is the George L. Graziadio Chair of Italian Studies and professor of French and Italian at California State University, Long Beach. Susan C. Anderson is senior vice provost of Academic Affairs and professor of German in the Department of German and Scandinavian at the University of Oregon. A version of this paper was presented at the 2014 MLA convention in Chicago.

Beyond Program Closures, the Menace of Slow Defunding

Let me try to set the stage for discussion of our announced topic, the cost of program mergers and closings. I first considered the topic of closings when, three years ago, the immediate past president of the Mellon Foundation, Don Randel, asked me whether we should consider a grant-making initiative in support of such traditional fields as German, Italian, and Russian studies or specifically in support of teaching the German, Italian, and Russian languages. The question arose in the wake of the 2010 MLA report on enrollments, which discussed long-term trends in the study of foreign languages essential to scholarship in the humanities. However, the impetus behind Don Randel’s question was more particularly the foundation’s concern with retrenchment in colleges and universities that were reacting to the great recession of 2008. The MLA report on enrollments barely reflected the moves toward retrenchment, if it did so at all. However, we had previously had occasion to discuss a June 2009 article by Scott Jaschik in Inside Higher Ed about troubles in the field of German, and early in 2010 we were already hearing about cuts in Title VI support of international studies and foreign language programs that Congress was contemplating. So the larger concern we proceeded to broach with people in various colleges and universities we worked with was that the financial difficulties caused by the recession of 2008 could have particularly severe effects on vulnerable academic programs or departments that were already plagued by relatively weak enrollments, a poor job market for PhDs, subpar resources for supporting a large corps of non-tenure-track language and writing instructors, and a great deal of facile public discourse about the need to connect undergraduate education to gainful employment. Over the next year or so, we came to the conclusion that it would not make sense to support those embattled traditional, commonly taught languages or other apparently imperiled humanities fields in the somewhat rarefied universe of institutions that Mellon serves. We undertook instead some discrete grant making related to areas studies and the less commonly taught languages. Since that moment three years ago, two additional factors, one general and one particular, have come into play. The general one is obviously the interest in online educational opportunities that extend far beyond the domain of for-profit institutions that offer career-oriented degrees. The new online thrust, focused on the design of courses eligible for credit in nonprofit institutions, further loosens the once largely unquestioned hold of traditional in-classroom delivery of instruction. The particular factor, which is perhaps unique to Mellon’s liberal arts colleges program, stems from institutions seeking to join in a collaborative arrangement for the teaching of Arabic; they can afford to do it only in partnerships, but at least they are responding to strong student demand. This latter trend points toward a related factor—an incidence of program creation that is greater than that of program closing—that needs to be included in the context we are considering.All the factors I’ve noted—enrollment trends, the job market, the weak position of adjunct faculty, the shift of resources into professional programs, the growth of online instruction, and multi-institutional collaboration in Arabic language programs and often in Islamic studies as well—contribute to a horizon toward which the topic of mergers and closings beckons, that is, the effort pervading the whole of higher education to reduce costs by organizing the academic enterprise more efficiently or strategically.Given the structures that prevail in the stratified, marketized system of higher education that we have, which limit the ability of responsible administrations to maneuver, it is not surprising that closing departments and programs and forcing mergers are frequently considered managerial options. I believe it is fair to say that the data we have on closings and mergers that have actually occurred over the past several decades is thin and that analytic work on the phenomenon is sorely needed. But with that caveat in place, the closings and mergers reported over the past five years are relatively spectacular because they turn out to be not all that numerous, and administrations do not seem to be rushing at every turn to pursue them. One can therefore reasonably ask why closings and mergers have not been used more frequently.In classic institutions that are among the upper quarter or third of the more than four thousand postsecondary institutions in the system, the most prominent effect of the department and program closings that have occurred in well-established zones of their curricula has been to draw collective attention to the problems and risks we are facing. A closing or a merger typically results in serious intra-institutional discussions about what is at stake when operational changes are necessary and about how the integrity of an academic and scholarly mission can be preserved or undermined. So there have actually been benefits as well as costs, and one benefit of note has been the mobilization of programs at risk that need to renew and defend themselves. It’s not surprising that administrators hesitate to eliminate components of a curriculum and look for less visible means to make cuts.

Can we nonetheless imagine a scenario that has not yet occurred in which the numbers of closings and mergers that dilute programs would escalate? Could there be a really damaging shakedown that would spread across hundreds of institutions? Such a cataclysm seems far less likely to me than a rather more common phenomenon, less dramatic than outright program closings and also far more widespread and harder to study than the shuttering of programs. The likelier scenario is shrinkage by attrition and reorganization, where mergers—the folding of small departments or academic units into larger ones—would be a major device but perhaps not as significant as the downsizing that occurs when faculty members retire and their positions are either eliminated or moved to another area of the academic enterprise. That process of resource reallocation is one that can occur with little fanfare. It is the natural result of the principle that allows the intra-institutional market, defined through the lenses of enrollment patterns and student demand, to dictate the ongoing reshaping of the academic structure or enterprise. My guess, which stems from a sense of the history and structure of the system but which the data worshippers in our world would say, correctly, is not yet well supported is that the cost of this subtle, incremental diminution of support for language and literature, for the liberal arts and humanities, for education as a broad intellectual project is far greater than the cost of the visible closings and mergers we have witnessed up to now.1 It is important for us to be talking about how we can recognize and combat that larger and more nebulous trend even as we try to draw the appropriate lessons from the closings and mergers that have occurred.

Note

  1. A broad perspective that resonates with mine is offered by Berman.

Works Cited

Berman, Russell A. “The Real Language Crisis.” Academe Sept.–Oct. 2011: n. pag. Web. 24 Aug. 2015. <http://www.aaup.org/article/real-language-crisis#.UuwLAT1dXmc>.

Jaschik, Scott. “Auf Wiedersehen.” Inside Higher Ed. Inside Higher Ed, 12 June 2009. Web. 24 Aug. 2015. <https://www.insidehighered.com/news/2009/06/12/german>.

Philip E. Lewis retired from the position of vice president of the Andrew W. Mellon Foundation in March 2015. A version of this paper was presented at the 2014 MLA convention in Chicago, and it appeared on the blog Remaking the University.

Profession in the World

In 2013 the MLA Executive Council approved making Profession an entirely electronic publication: 2014 papers would be published on a rolling basis on a new MLA Commons site and collected annually in an e-book. Both formats would be free to all. The change reflects the association’s ongoing commitment to making as much of the MLA’s scholarly content as possible free, but without jeopardizing the MLA’s ability to provide services to members. As Kathleen Fitzpatrick, the MLA’s director of scholarly communication, has written, shifts in the knowledge environment—the precarious professional position of many scholars, strains on library budgets, and the evolution of the Internet as a means of disseminating scholarship—“require us to consider the possibility that the locus of a society’s value in the process of knowledge creation may be moving from providing closed access to certain research products to instead facilitating the broadest possible distribution of the work done by its members.” By shifting to a new model for distribution of Profession, we hope to attract a wide readership—including members and nonmembers, scholars in the United States and Canada and those in other countries, and those with access to academic libraries and those without.The essays published in Profession in 2014 similarly reflect a commitment to engaging with the world beyond the walls of academia. The first pieces published on the site grew out of a panel at the 2014 convention in Chicago, where Diane Ravitch and two former MLA presidents, Gerald Graff and Catharine R. Stimpson, spoke about how the Common Core State Standards (CCSS) might shape primary and secondary education and, by extension, students’ preparation for college. Will the standards make explicit for struggling students the often mysterious expectations for college readiness, as Graff hopes, or simply impose another metric that puts these students at a disadvantage, as Ravitch fears? And, Stimpson wonders, does this move toward government involvement in K–12 curricula foreshadow a similar movement at the college level? It may be too soon to know, but as Ravitch writes, “[a]s an organization of teachers and scholars devoted to the study of language and literature, the MLA should be deeply involved in the debate about the Common Core State Standards.” We are, and we will continue to be. Leading the effort is the MLA’s newly launched Working Group on K–16 Alliances, chaired by the 2014–15 MLA president, Margaret Ferguson. Forging connections with primary and secondary teachers, the group’s projects will focus on writing studies, the teaching of languages other than English, and the possible revision and ongoing implementation of the CCSS. I hope you will follow the group’s work as well as the ongoing national conversation about the CCSS.Marianne Hirsch’s presidential theme for the 2014 convention, Vulnerable Times, was especially fruitful, generating more than two hundred sessions. As Hirsch writes in her introduction to the Presidential Forum pieces, the theme “addresses vulnerabilities of life, of the planet, and of our professional disciplines now and throughout history.” Examining events from recent and less recent history—and from across the globe—the forum participants (Ariella Azoulay, Judith Butler, David L. Eng, Rob Nixon, and Diana Taylor) reexamine the notion of vulnerability to assert the possibility for forms of resistance that can stem from it. In doing so, the authors underscore the power of telling stories, of reimagining “dominant narratives of power and powerlessness, perpetration and victimhood . . . from the perspectives of the vulnerable” (Hirsch).

The issue also includes presentations from three sessions linked to the Presidential Forum. Introduced by Susan Rubin Suleiman, the cluster “Trauma, Memory, Vulnerability” looks at how vulnerability can shed light on trauma and memory studies in a global context. It features essays by Andreas Huyssen, Ananya Jahanara Kabir, María José Contreras Lorenzini, and Michael Rothberg. In the cluster on the politics of language in vulnerable times, Suresh Canagarajah; Mary Louise Pratt; Gayatri Chakravorty Spivak; and Guadalupe Valdés, Luis Poza, and Maneka Deanna Brooks consider the vulnerability of languages—and of language itself—in an era of globalization. Finally, in essays from a session on public humanities, Matti Bunzl, James Chandler, Julie Ellison, Farah Jasmine Griffin, Jean Howard, and Laura Wexler ask what the term public humanities means and consider how scholars can create a public face for the humanities in vulnerable times.

As the contributors to the session on public humanities remind us, the 2014 convention was the first to follow the publication of The Heart of the Matter, a report by an American Academy of Arts and Sciences commission, and of three reports from Harvard University’s Arts and Humanities Division. All the reports, which make the case for the importance of humanities study, also outlined the challenges facing humanities fields and sparked commentary about the value of an education that focuses on the humanities. Facing a rhetoric of crisis—whether warranted or not—those who teach languages and literatures inevitably must ask how we make a better case for what we and our students do. Do we use our skills as scholars to focus on more public texts, such as photographs in the news or historical events? present our work in accessible ways in public venues? For the authors in Profession, the answer is yes. But in addition, as Jean Howard notes, one of the ways many MLA members participate most meaningfully in the public humanities is in the classroom, by introducing texts, films, essays, poetry, performances, and language to the students who will be tomorrow’s public.

The idea of the classroom as a foundation for public humanities is evident too in the final essay, Per Urlaub’s “A New Brecht for LA: Public Scholarship through Technology in Project-Based Graduate Education,” which examines a graduate course in German at the University of Texas, Austin, in the context of efforts to reform doctoral studies. The course, which required students to do public outreach for a local theater, allowed PhD candidates to develop skills that will serve them in a variety of careers, whether inside the academy or beyond.

As I look to the ever-changing publication called Profession, I realize that it will increasingly need to speak to MLA members engaged in many professions and to serve the public humanities in different contexts and evolving ways. Profession in the world is yours to share with colleagues, and we hope it will stimulate new ideas. We look forward to hearing what you’d like to see in the Profession of the future.

Work Cited

Fitzpatrick, Kathleen. “Statement on Public Access to Federally Funded Research.” From the Office of Scholarly Communication at the Modern Language Association. MLA Commons. MLA, 15 May 2015. Web. 18 May 2015. <https://scholcomm.mla.hcommons.org/blog/statement-on-public-access-to-federally-funded-research>.

Spanish in the World

When the existence of this Western Hemisphere was first announced to Europe, it was done in Spanish. Quickly translated into Latin and hurriedly published, Christopher Columbus’s 1493 “Letter of Discovery,” as it has come to be called, was as much a world event as the remarkable discoveries it described and the promises it made to its readers at the Castilian royal court. Paraíso y patria, paradise and homeland, one of my undergraduate students recently wrote, reflecting on the promises of Columbus’s letter. Paradise and homeland: this was written by a student who was born in this country to an Italian American mother and a father who had fled his homeland, Iran, for political reasons and who can never go back or fears going back safely. A student of Iranian descent studying Spanish-language literature in Spanish in an elite university in southern New England: cultural, educational globalization.The promises of patria and paraíso were carried out in Spanish before any other Western language. Spanish accounts of exploration and conquest were quickly, avidly translated into Italian, English, French, German, and Dutch, as if to answer the question, “What are those people doing over there?” And this hunger for what Spanish writings might reveal was not abated as the sixteenth century gave way to the seventeenth. By 1625, the Englishman Richard Hakluyt’s protégé and successor, Samuel Purchas (1577–1626), translated in Purchas His Pilgrimes further accounts of Spanish voyages of exploration, conquest, and settlement. And he added something new: thanks to his translations, he produced the first fruits of learning about America’s indigenous civilizations in the English language.

Purchas excerpted in English, for the first time, El Inca Garcilaso de la Vega’s Comentarios reales de los Incas (“Royal Commentaries of the Incas”) in 1609 and 1617, and, more remarkable, he produced an English version of the mid-sixteenth-century Mexican codex, known today as the Codex Mendoza and preserved in the Bodleian Library at Oxford University. In New Spain (today’s Mexico), the great creole polymath Carlos de Sigüenza y Góngora (1645–1700) later pored over Purchas’s massive four-volume compendium. He admired its Mexican version of Aztec history, accompanied by painstakingly wrought woodcut reproductions of the Mexican hieroglyphics that had graced the original. The achievement prompted Sigüenza to remark that Purchas’s work was worthy of “el amante más fino de la patria” ‘the most devoted lover of the homeland’ (181–82; my trans.). But, of course, Purchas’s homeland was England.

In that light, Purchas, the Anglican minister, literary compiler, and translator, stands, for me, as the figure that triangulates three spheres of interest and influence: Spain, England, and America. And here I mean “three-plus,” since Purchas included the ancient autochthonous Americas alongside the Euro-Americas of his day. This triangulation of interests is vividly illustrated by Washington Irving’s History of the Life and Voyages of Christopher Columbus, which was the first complete, detailed biography of Columbus in the English language. Published in 1828, it was reprinted and excerpted for a century, well into the 1920s. Its influence is still felt in the United States, where we commemorate with a three-day weekend of blowout retail sales our federal holiday honoring Columbus. (These retail opportunities are not inappropriate, if we recall that Columbus’s original objectives were commercial.)

Long before Columbus came to be demonized as the purveyor of evil and disease, as a Renaissance-era Darth Vader, Irving had styled him in the nineteenth-century American entrepreneurial manner of the self-made man, devoted to economic enterprise. To do so, Irving relied on two sources: a mid-eighteenth-century, English-language compilation of voyages and discoveries, introduced by Samuel Johnson and titled The World Displayed (1759–61), and the Spanish-language biography of Columbus written by his son Hernando Colón (Adorno, “Washington Irving’s Romantic Hispanism” 56–65). Beginning in the eighteenth century, the Anglo–North American focus on the worlds of Spain invariably called into play this Spanish, English, and Anglo–North American triad.

For Anglo–North American interest in Spanish language and culture, I turn to Thomas Jefferson, who died two years before Irving’s biography appeared but understood that “the antient [sic] part of American history is written chiefly in Spanish” (“To Thomas Mann Randolph, Jr.” 558). Jefferson helped institute the teaching of the modern foreign languages, including Spanish, in 1780, at the College of William and Mary, and in 1819, when he founded the University of Virginia. Writing in 1787 and 1788 to promising young men in his circle, urging on them the study of the Spanish and Portuguese languages, Jefferson cited the value of such study for both practical and academic reasons. To the young South Carolinian John Rutledge, Jr., on 13 July 1788, Jefferson wrote:

Our connections with the Spaniards and Portuguese must become every day more and more interesting, and I should think, the knowledge of their language[s], manners, and situation, might eventually and even probably become more useful to yourself and country than that of any other place you will have seen. (358)

And he added, presciently, “The womb of time is big with events to take place between us and them.” Indeed.

Today, in 2015, those prophecies have been fulfilled. We have gone from Havana to Macondo and beyond (well beyond: witness President Obama’s recent, controversial executive order lifting some of the half-century-old restrictions on United States relations with Cuba). The winds from Havana that blew on 1 January 1959, when Fidel Castro took over the island, and those that blew from the United States on 3 January 1961, when President Dwight D. Eisenhower closed the United States embassy in Havana and severed diplomatic relations, fanned the flames of United States interest in Latin America. Followed by the CIA-inspired Bay of Pigs invasion of Cuba in the first months of John F. Kennedy’s presidency, in April 1961, and the Cuban Missile Crisis, in October 1962, these political watersheds also foreshadowed literary events of great purchase in Latin America (González Echevarría 99–102).

The Latin American novels of the mid–twentieth century and their international translations—the “Boom” of Latin American literature—were accompanied by the ascent of the teaching of the Spanish language in the United States (Adorno, “Havana” 376–78, 388–84), and it has been accelerated by the growing Latino presence in the United States and, in the academy, by students’ practical interests as well as their intellectual and cultural engagements. And here I turn to today’s Latino America, its history and its promise. I recommend to you the three-part, six-hour documentary series Latino Americans: The 500-Year Legacy That Shaped a Nation. It chronicles the centuries-long history of today’s Latinos and their ancestors on the North American continent, and it is accompanied by a book of the same title by the journalist and author Ray Suárez. This project complements another great documentary series, Created Equal: America’s Civil Rights Struggle, which traces African American history in the United States from the 1830s to the 1960s. Both projects received support from the National Endowment for the Humanities through its Division of Public Programs, which funded the documentary films and helped design the projects that are taking community-based discussions to sites across the country.1

Today, for institutional and financial support from universities, as well as direct access to the largest academic job markets, the best place to seek training to become a professorial academic Hispanist or Latin Americanist is arguably the United States academy. And undergraduate student enrollments in Spanish, among all the modern Western languages except English, hold primacy of place. I see this as a great responsibility, which we honor best when we are in the classroom. But the story is a larger one, and it affects not only those of us devoted to the study of Hispanic and Luso-Brazilian languages, literatures, and cultures but all of us as members of the MLA and as advocates of the humanities and their place in the global university.

I recommend to you the American Academy of Arts and Sciences project The Heart of the Matter. In answer to a bipartisan request from the United States Congress to assess the state of the humanities and social sciences today, the academy produced a major report on the role of the humanities in higher education. We in the MLA should applaud one of its most concrete recommendations: the promotion of language learning, at all educational levels, in pursuit of the goal to “equip the nation for leadership in an interconnected world” (12). The project also resulted in a seven-minute film on the role of the humanities in American life. You can find it online, and I encourage you to view and share it with your students. It features a star-studded cast, including the filmmaker George Lucas, the cellist Yo-Yo Ma, the Honorable Sandra Day O’Connor, and the architect Billie Tsien. The actor John Lithgow kicks it off, and it features prominent scientists and social scientists as well. Each contributor ruminated briefly on the humanities, what they mean, and where we would be without them.

What is the elephant in the room in that short film? The growing prominence of the much-needed STEM subjects—science, technology, engineering, and mathematics—in the American academy. We all seem to be engaged in the polemics of possession—that is, in fighting for the possession of student enrollments and the defense of our own disciplinary turf. But in reflecting on the thoughtful, eloquent remarks of the scientist-participants in The Heart of the Matter film, and also sitting in monthly conversation with my fellow department chairs, many of them from the natural and social sciences, I realize that our STEM colleagues are not our antagonists.

We are more likely to find the forces of antagonism within ourselves, in our occasional indifference, every time (when and if) we fail to engage students who have walked into our classrooms from beyond the precincts of our disciplines. We all know how intellectually open such students tend to be, unfettered by unhelpful, intrahumanities biases. These students often ask the questions that their humanities-student peers consider obvious and fail to ask. How many times have you heard yourself thinking, as you ponder a response to an outside-the-humanities-box intervention, “Hmmnn, I never thought of that”?

I have recently had such a sustained, semester-long experience with the class to which I alluded at the beginning of these remarks. There were thirty-six undergraduates: two seniors, eight juniors, thirteen sophomores, and thirteen freshmen. None of them were majoring in Spanish, and only two were concentrating in the allied field of Latin American studies. As underclassmen, half the class had not yet declared a major, but the others ranged over fields that included molecular biology, computer science, environmental studies, and geology and geophysics. Thirty-six students in a course I taught in Spanish, reading difficult Spanish-language texts written from the late fifteenth to the late seventeenth century. It was unprecedented in my department’s experience and in my own. Our readings ranged from the pre-Columbian Texcocan prince and poet Nezahualcoyotl (which we read in Spanish, not Nahuatl) to the iconic baroque poet, our great prefeminist high priestess, Sor Juana Inés de la Cruz. What attracted and held the students to the course? Surely, you will say, they were all of Hispanic heritage. Not so! One-third of them had Spanish surnames, which revealed their Hispanic ancestry, but a full two-thirds did not. They were not Spanish speakers, and reading out their ancestrally inflected surnames in class was like taking roll call at the United Nations.

The course was, for me, a very short introduction to a new way of thinking about our vocation. That is, I fret about the declining numbers of humanities-subject majors, but, unlike Andrew Delbanco, who has written eloquently about the challenges facing liberal arts education today (139–77), I had given only glancing attention to the larger problem. I am not sure that I ever believed, as I do now, in the worthiness of our broader endeavor. Maybe I just had to experience it en carne propia, in my own flesh. The idea of reaching students outside humanities majors in courses of literary and cultural substance—and doing so in the language native to those traditions, in this case Spanish—is a worthy pursuit, not only as a service (which, in my view, is not a bad word) but also as an inherent aspect of our vocation.

Perhaps we in Spanish can do this more easily than those in other modern languages because of the ubiquity in the United States of student linguistic competence in Spanish, as well as the interests of students who do not possess it. If so, we are privileged, but it also gives us a greater responsibility: we must refuse to give up teaching undergraduate and graduate courses in Spanish. This is my proposal: to refuse to give up teaching in Spanish. (There are pressures that would have us do so.) The English language is ubiquitous, but it is neither a universal nor a transparent, nondistorting lens through which all other modern languages can pass, in translation, without loss.

All my colleagues in Hispanic and Luso-Brazilian studies who are native speakers of Spanish or Portuguese are keenly aware of this. But I raise this banner as a native English speaker. The academic commitment we all share is epitomized, in one case, by a shared last name, the coincidence of which is too delightful not to mention. Henry James Klahn, the great-great-grandfather of my colleague Norma Klahn Garza, of the University of California, Santa Cruz, emigrated in 1840 from Nuremberg to Galveston, the provisional capital of the independent Republic of Texas. He became the scion of the Spanish-speaking Klahn-Garza clan whose descendants today live on both sides of the United States–Mexico border, and Norma was raised in a Spanish-speaking community of German Mexican descent. My paternal great-grandfather, Joachim Klahn, emigrated from Holstein in 1860 and settled in Iowa, so I was raised in an English-speaking community of German American heritage.

Here I have two points to make: the first, more broadly, is the reminder that the United States is still a country of immigrant populations of diverse destinies, even when their members come from similar origins. The second, more locally, is that, given my ethnic background, I wondered when I first entered this profession if I could really make it or really had a chance. But my late Italian American husband, the mathematician and humanist David Adorno, elliptically but effectively made the point: “Remember, there are no native speakers of mathematics!” Belonging to a particular language or culture, he added, using a mathematical turn of phrase, was “neither a necessary nor a sufficient condition” for success. He was right. My years on the faculties of Syracuse University, Ohio State University, the University of Michigan, and Princeton University are remembered by me for their strong and supportive environments. No less so—and especially so—has been my experience of the past eighteen years at Yale, where that support has come from the institution and from my colleagues Josefina Ludmer, the late María Rosa Menocal, and especially Noël Valis and Roberto González Echevarría.

I turn once more to Carlos de Sigüenza y Góngora. When Sigüenza called Purchas’s publication of the Codex Mendoza a worthy achievement, he meant that its publication rescued it from oblivion, preserved it for posterity. Sigüenza was himself one of the earliest, great scholars of pre-Columbian Mexican antiquities and, like El Inca Garcilaso, who did so for ancient Peru, Sigüenza sought to bring the pre-Columbian experience of ancient Mexico out of the shadows of myth and into the light of history.

Sigüenza’s salute to Purchas anticipated the tribute that the great Prussian explorer and scholar of the Americas, Alexander von Humboldt (1769–1859), would make to the memory of Sigüenza. Journeying to New Spain in the last decades before it became an independent Mexico, Humboldt tried to locate the Mexican manuscripts famously collected and studied by the creole polymath. Humboldt did so because he knew that the Italian traveler and compiler Giovanni Gemelli Careri (1651–1725), the author of Giro del mondo (1699–1700), had seen those manuscripts and perhaps copied some of them under Sigüenza’s supervision. Although Humboldt was not successful in his search, he discovered the whereabouts of the greatest extant collection of ancient Mexican artifacts of his day. Recalling his preparation to go and view it, Humboldt wrote, in French, that he imagined, and experienced in his own right, the emotion that Gemelli Careri must have felt when, more than a century earlier, he had made the pilgrimage that ended at Sigüenza’s door.

I have presented this imaginary, but not unreal, conversation because it was carried out over time and from the vantage points of various cultural and linguistic traditions: Renaissance English, baroque Spanish, Italian, creole Spanish American, and Enlightenment German and French. All were united in the single, transcendent pursuit of pre-Columbian antiquities. And all their exchanges were brought together through the Spanish language, as the earliest European conduit and interpreter of precious pre-Columbian indigenous traditions of the Americas. This cultural historical litany exemplifies the continuity of culture that characterizes, in no small measure, the life of the humanities.

Throughout the many lifetimes of the Spanish language in this New World, on the Iberian Peninsula in the Old, and in Asia in the East, Spanish has become one of the world’s most culturally rich languages. It contains the traces of those many ongoing, diverse cultures that it has touched and the new formulations with which it interacts and which continually renew it. It explains why my colleagues in the field imperfectly called colonial Latin American literatures, as well as those in literary and cultural studies devoted to Spain, modern Latin America, Latino America, and, for Portuguese, the Luso-Brazilian world, continue to soldier onward.

One of the greatest sixteenth-century Spanish humanists, a professor at the venerable University of Salamanca, Hernán Pérez de Oliva (ca. 1494–1531), did everything he could to elevate the dignity of vernacular Spanish and make it a language of high culture and learning. Interested also in cosmography and geography, he reflected, in 1524, on the geopolitical position of Spain. Now, in 2015, I quote his words to focus on the geocultural position of the Spanish language and our study of all that is expressed in it: “Antes ocupábamos el fin del mundo, y agora estamos en el medio, con mudança de fortuna cual nunca otra se vido” ‘We used to occupy the ends of the earth, and now we find ourselves in the middle of it, thanks to a twist of fortune such as never before has been seen’ (qtd. in Adorno, Colonial Latin American Literature). Come to think of it, I stand before you this evening, “thanks to a twist of fortune never before seen,” never by me imagined, never by me dreamed.

I extend my deepest gratitude to the MLA for this remarkable honor. I will attempt to live up to it. I’m not done yet.

Notes

These remarks were delivered on receipt of the seventh Modern Language Association Award for Lifetime Scholarly Achievement at the MLA Awards Ceremony at the 130th MLA Annual Convention, in Vancouver, BC, on 10 January 2015.

  1. The national dissemination of the two documentary series has also been developed and supported by the NEH’s Office of the Chairman through its Bridging Cultures and Common Good initiatives.

Works Cited

Adorno, Rolena. Colonial Latin American Literature: A Very Short Introduction. Oxford: Oxford UP, 2011. Print.

———. “Havana and Macondo: The Humanities in U.S. Latin American Studies, 1940–2000.” The Humanities and the Dynamics of Inclusion since World War II. Ed. David A. Hollinger. Cambridge: Amer. Acad. of Arts and Sciences; Baltimore: Johns Hopkins UP, 2006. 372–404. Print.

———. “Washington Irving’s Romantic Hispanism and Its Columbian Legacies.” Spain in America: The Origins of Hispanism in the United States. Ed. Richard L. Kagan. Urbana: U of Illinois P, 2002. 49–105. Print.

Delbanco, Andrew. College: What It Was, Is, and Should Be. Princeton: Princeton UP, 2012. Print.

González Echevarría, Roberto. Modern Latin American Literature: A Very Short Introduction. New York: Oxford UP, 2012. Print.

The Heart of the Matter. Cambridge: Amer. Acad. of Arts and Sciences, 2013. Print.

Jefferson, Thomas. “To John Rutledge, Jr.” 13 July 1788. The Papers of Thomas Jefferson, Volume 13, March to 7 October 1788. Ed. Julian P. Boyd. Princeton: Princeton UP, 1956. 358–59. Print.

———. “To Thomas Mann Randolph, Jr.” 6 July 1787. The Papers of Thomas Jefferson: Volume 11, 1 January to 6 August 1787. Ed. Julian P. Boyd. Princeton: Princeton UP, 1955. 556–59. Print.

Sigüenza y Góngora, Carlos de. Teatro de virtudes políticas. 1680. Seis obras de Carlos de Sigüenza y Góngora. Introd. Irving A. Leonard. Ed. William C. Bryant. Caracas: Biblioteca Ayacucho, 1984. 165–240. Print.

Rolena Adorno is Sterling Professor of Spanish and chair of the Department of Spanish and Portuguese at Yale University. A version of this speech was presented at the 2015 MLA convention in Vancouver.

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Ethical Conundrums: Institutional Pressure and Graduate Student Needs in the Era of Contingency

The ethical situation seems simple: The market has fewer tenure-track jobs; therefore, graduate programs should supply fewer graduates to meet the diminished demand. The obviousness of this position often triggers disdain for any alternative other than cutting the size of our graduate programs. The problem is that merely shrinking the body count is exactly the wrong thing to do.1 Playing the downsizing game might appear to be the ethical route, but it causes increasing damage. How, then, can we ethically meet the needs of our graduate students in these difficult times? My answers to this question hark back to the remarks Andrew Ross made in a 1995 interview with Jeffrey Williams. As Ross argued, “it is imperative not to accept the shrinkage injunction that has been presented as a response . . . to the job crunch. Graduate education must continue to be an expansionary project” (282). Twenty years later, with austerity all around us, Ross’s position may seem the height of denial. But we should still be careful about embracing austerity. Graduate English programs in the United States may have shrunk by about thirty percent in the past four decades, but graduate education in the humanities remains one of the few places still left for training people to shrewdly read, write, and interpret our complex cultures.2 Even more important is that we must get the big picture right rather than respond to short-term pressures and out of short-term fears.3 As Barry Glassner and Martin Schapiro argue, “Unfounded predictions of [higher education’s] doom can become self-fulfilling prophecies if taken seriously and acted upon” (B5). In the face of the relentless neoliberal squeeze, it is in our ethical and practical interests to devote our energies to invigorating the study of literature, language, and writing instead of cooperating in their imagined demise.We should be very careful about what we call a market: we commonly lament the horrors of the job market for recently minted PhDs in English, but it is certainly not a free market.4 It is a system we are caught in, and one partially orchestrated by our own institutional structures, which have now been fine-tuned to serve the advocates of privatization, defunding, and austerity. All markets are socially produced, a result of policies, laws, and national and international power relations operating at all levels, from global financial accords to local institutional procedures. In the field of English studies, our own disciplinary stratifications systemically justify the existence of an elite cadre of graduate instructors in literature surrounded by a sea of non-tenure-track faculty members who teach writing and other lower-division general humanities service courses. In this system, traditional academic hierarchies have been easily converted into a laboratory for the production of a precarious, contingent, low-wage faculty. The economic inequality in the profession mirrors the economic inequality in society. We’re not really dealing with a scarcity market for college teaching; we’re coping with a system that has increasing work demands but wants to pay less for it. Most teachers experience a painful sense of reduced opportunity all around, even as the general student population expands.The data show that over the last thirty years there has been a fairly steady increase in the overall number of faculty members in higher education. There are now more than 1.4 million. True, this growth has been much slower than the expansion of administrative and support staff: the ranks of management swelled by 240 percent from 1976 to 2001 (Miller 25). Some fields, like health science, business, and STEM, have grown more than others. The number of English professors, more than 85,000, has remained relatively stable. Among all departments in higher education, English is always ranked among the top three in size. But if there’s no decline in overall numbers, there has been a dramatic shift from tenure-track to non-tenure-track faculty members.5 The question is not the quantity of work but the quality of the positions designed to meet the workload.I turn now to the data on the front line of hiring and firing in the modern languages. First, on the demand side, we see not a steady decline but a history of three troughs and two peaks (Report on the MLA Job Information List). The overall number of jobs advertised in the English edition of the JIL since its inception in 1975 has gone from a high of 2,075 in 1988–1989 to lows of 1,075 in 1993–94 and 1,046 in 2013–14. As might be expected, the number of jobs ebbs and flows with economic conditions. For example, the sharpest drop corresponded to the economic crisis of 2008; between 2007–08 and 2009–10, the number of jobs advertised in the English edition went from 1,826 to 1,100 (6 [fig. 1]). For the last five years, demand has stayed at about 1,100, although it dipped below that level this past year, thus “matching the trough of the mid-1990s in both depth and duration” (Report on the MLA Job Information List 1). Will there soon be another swing back up toward the 2,000 peak? Some people will read these historical graphs as a reason to hope, but given the projection of an increase of only a modest four and a half percent in the number of high school graduates between 2014 and 2021 (Projections), it might be a long wait.

With respect to the supply side, the most noticeable fact is that each year graduate programs in English have produced fewer doctorate degrees than the number of jobs listed in the JIL (Report on the Survey). The peaks and valleys are more muted on this side, since the operating principles of graduate programs are too complex to respond quickly to market swings. There was a peak in 1973, with 1,412 doctoral recipients, but the number declined to 669 in 1987 (when there was a peak in job demand). Over the next decade, doctoral recipients in English climbed back to a high of 1,094. Since the late 1990s, the number hovered around 1,000, although in 2009 it dipped below 900 for the first time. The point here is that we already have shrunk PhD programs by more than a third since 1973. The data from the study Educating Scholars, although limited by its focus on ten prestigious universities, document that three years after doctoral graduation dates, about ninety-five percent found some kind of employment, in or out of academia (Ehrenberg, Zukerman, Groen, and Brucker). Moreover, the 2007 MLA study Education in the Balance points to a clear shortage: “[T]here are not enough tenured or tenure-track faculty members to cover upper-division undergraduate courses” (8). These numbers do not paint a simple picture of overproduction.

The real consumer market happens at the front end of the educational process when student applicants are perceived as consumers seeking to purchase the institutional product marketed for educational consumption. When we turn to the data on student enrollment, which ought to be the real indicator of demand, the increases are more dramatic. “The demand for higher education has increased relatively steadily over the past century—from about 238,000 enrolled students in 1900 to 598,000 in 1920, 1.49 million in 1940, 4.1 million in 1960, 12.1 million in 1980, and over 20 million now—so there is a palpable need for college teachers. Just as there is a need for health-care workers” (Williams B8). In short, there’s more work, not less, for our PhD graduates.6 The problem is the poor quality of those jobs, where highly qualified people are competing for outrageously exploitative adjunct positions. In graduate admissions, the number of graduate student applicants (the demand side) has not significantly diminished; at my institution, Indiana University of Pennsylvania, and others I know of, it has actually increased. There are no clear data here on the national scale, but I know that many graduate programs in English are still receiving two hundred applicants or more and accepting four to five—that’s the downsized model we’re already working with. Students still seek graduate education in our field, and we should be careful not to patronize them as naive dupes blind to their own future job prospects. It is remarkable that the student population, graduate and undergraduate, grew not just before but also during the period 1975–2005, when public funding for higher education shrank in some states (such as mine, Pennsylvania) by about fifty percent of overall operating budgets.

The increase in faculty positions has come through the hiring of non-tenure-track, contingent faculty members to meet the demand. When you defund public higher education, someone is going to have to pay: our colleagues are forced to accept unethically precarious working conditions both during and after grad school, and students at all levels are now burdened with massive educational debt. These are circumstances we must protest with all the solidarity we can muster. If we do not resist the neoliberal logic, we play right into the hands of those managing the cost-effectiveness ratios.

In the often inflamed discussion about graduate school size, there has been little understanding of why market logic is not an accurate description of how English graduate programs work. If it were a simple case of supply and demand, it would make good sense and be ethical to bring the production of PhDs in line with the lower demand for tenured professors. This equalizing would clearly make it easier for graduates to get tenured jobs. But the system does not work that way, at least not at most public universities (which serve about 80% of all undergraduates). Instead, when you reduce supply by shrinking graduate programs (both MA and PhD), you also end up reducing demand: that one involves the other is the ethical and political conundrum.

When you shrink graduate student enrollments (the supply side), you inevitably also shrink the size of graduate programs and therefore decrease tenured faculty lines (the demand side), because tenured faculty members are the folks teaching in those programs. Most administrators are forced into using the market logic whereby having fewer graduate student cohorts means less need for tenured faculty members. Cost-effectiveness ratios dictate the hiring of cheaper, temporary instructors to teach the undergraduate lower-division classes that were taught before by tenured faculty members. Our devaluation of teaching undergraduates and the reduction of writing to a service function (an odd reduction, when you consider that writing is one of the most complex human activities) ratify this hierarchy. We then serve the wishes of those seeking more power to hire and fire us, and in a system that is gutted of tenure and that has diminished academic freedom, we become more vulnerable, less protected. Under the contraction model, reduced supply reduces demand, and reduced demand further reduces supply, in a vicious cycle. To believe that contracting graduate programs can, in and of itself, improve the situation is a misattribution of cause and effect. We cannot change the global economic system in an overnight revolution, but we can alter our disciplinary values so that they don’t feed so well into the austerity agendas for shrinking human resources.

Our system of having elite graduate faculty members surrounded by masses of non-tenure-track contingent teachers mostly fulfilling service functions of teaching lower-level humanities and writing courses fuels the cycle of devolution. Since we do have some control over that system, let us change it. This kind of slow-motion revolution will mitigate our academic hierarchies and internal class stratifications; it will reinvigorate our creative energies and social solidarity and make our profession stronger, more vibrant, and more responsive to graduate student needs.

The 2014 Report of the MLA Task Force on Doctoral Study in Modern Language and Literature emphasizes that modern language and literature study now engage a “wide range of intellectual paths through which we produce new knowledge” (1). That may be an understatement. Besides the remarkable proliferation of identifiable subdisciplines of literary criticism (see Leitch), everyone knows that we are now multimedia, multimodal, and global. This change poses curricular challenges for any graduate program. There’s nothing new about that: change is a normal part of disciplinary debate and how we constitute ourselves as a profession. But in contemporary circumstances, one key ethical imperative should be widely shared: students in our field should not be trained with their eyes closed to the realities of working conditions in higher education in a global economy. We must not ignore the material conditions of our profession and lead our students to mythical visions of tenured green pastures waiting for all who apply themselves.

We should build into our programs specific course work in the area of “critical university studies.”7 It would inform students about the restructuring of higher education under the pressures of privatization and also about such defining issues as academic freedom, shared governance, the establishment and gutting of the tenure system, and the academic labor movement. But none of this intellectual training will be of much practical use unless it can help us reduce the profession’s class stratification and gain more “cooperative control of the workplace” (Williams B9).

We should increase the emphasis on teaching. This recommendation may seem to hark back to Ernest Boyer’s 1990 Carnegie Foundation study Scholarship Reconsidered, but there’s been a tremendous output of innovative work in the scholarship of pedagogy since then. The Report of the MLA Task Force on Doctoral Study in Modern Language and Literature advocates that doctoral programs place “greater emphasis on the development of skills in teaching” (6). In this instance, we are responding appropriately to important market factors: demanding more tenure-line jobs and training our students for them. (That most tenure-track jobs in the profession involve more teaching than research has always been true, even though our doctoral programs have often operated as if PhD training were exclusively for R1 jobs.) The huge breadth of pedagogical and scholarly training combined with the depth of analysis we value is our strength, not our liability. We should therefore fortify rather than qualify our primary mission: doctoral education in most humanities fields is primarily for, even if it is not, as the MLA task force report notes, “exclusively for the production of future tenure-track faculty members” (Report 11; emphasis mine). In this fortifying, we must adapt our curricula to serve the huge spectrum of tenure lines in different institutions.8 In this form of market adaptability, what we have to offer and what our profession needs line up.

The ongoing tasks of curricular revision are clearly part of the expansionist project, but expansion should not be carried out in the exploitative sense of asking both students and faculty members to do more work with less resources. When I speak of expansion, I mean increasing tenured faculty lines (and reducing contingency), increasing resources, and lowering class sizes. Wherever and whenever we can, we have to speak out against management mantras to downsize or die.

We are often assailed by the rhetoric of crisis, as if we have reached a tipping point where immediate, draconian cuts are mandatory. This rhetoric mainly serves the neoliberal agenda for contraction and austerity. But we have felt ourselves in crisis for a long time. This rhetoric is a mistake even if you are a market wonk. The National Center for Education Statistics projects a different situation: even though the number of high school graduates will increase only slightly, the center projects that by 2021 there will be nearly 25 million undergraduate students in postsecondary education (currently there are just over 20 million), and graduate enrollments should follow that basic demographic increase (Projections).9 To carry out the expansionist project, we have to make these kinds of revisions and additions to our program while maintaining our highest standards—the ethical hierarchies of values that engage our widest conceptions of social justice. To accomplish both means making some hard choices, but the aim is clear: more secure, tenure-line jobs for faculty members and accessibility to higher education for a broader range of students. An intense engagement in hiring decisions, policy matters, institutional procedures, and curricular revision in our programs, departments, and universities is called for.

The struggle is not just intradepartmental but for the improvement of education in a democratic society. The struggle is difficult. We labor under the constant barrage of funding cuts and austerity agendas mandated by both state and federal legislators. These policies are fueled by the right-wing assessment that the general public clearly knows how useless the humanities really are when their children are trying to get jobs and how literary study doesn’t improve one whit our nation’s effort to maintain global supremacy. Education then gets converted to vocationalism. These wrongheaded but powerful ideologies dominate our congressional halls, so in our weaker moments we might think that most citizens share this template for a diminished future. The reality is that a broad segment of the public is willing to endorse some key features of a more progressive education. Toby Miller sites a 2011 poll indicating “that while Congress favors cutting public expenditure on higher education by 26 percent and the White House seeks to increase it by 9 percent, the general public wants to double it, along with massive cuts to the Pentagon budget” (121). Those figures suggest much more public support than we might otherwise imagine for what I have been describing as the slow-motion revolution.

Notes

  1. David Laurence precisely spells out this divide in attitudes (“Job Market” 3).
  2. Our failure to make this case to the broader public now haunts us, as Christopher Newfield explains (11). See also the online journal 4Humanities: Advocating for the Humanities (http://4humanities.org/).
  3. The recent Report of the MLA Task Force on Doctoral Study in Modern Language and Literature clearly articulates that “[i]nstead of contraction, we argue for a more capacious understanding of our fields and their benefits to society.” Unfortunately the report focuses more on how to accommodate the economic circumstances than on how to resist them.
  4. See Bousquet, especially chapter 6, “The Rhetoric of ‘Job Market’ and the Reality of the Academic Labor System.”
  5. Laurence writes, “As student enrollments grow, the part of the faculty teaching off the tenure track grows a lot, while the tenured and tenure-track faculty ranks stay roughly the same size” (Demography 1).
  6. As Bousquet pointedly put it, “We are not ‘overproducing Ph.D.s’; we are underproducing jobs” (40–41). See also Michael Bérubé: “There’s only one problem with those insistent accounts of the decline of the humanities in undergraduate education: They are wrong. Factually, stubbornly, determinedly wrong” (B4). James F. English provides dramatic counterevidence to the story of the decline of English, especially when set in a global context.
  7. Jeffrey Williams and Christopher Newfield are now editing a new series from Johns Hopkins University Press called Critical University Studies.
  8. I am concerned about the MLA task force’s injunction to “broaden career paths” by “also preparing students for the range of career opportunities that may be available inside and outside the academy” (Report of the MLA Task Force ). We are not well equipped to provide professional guidance in alt-ac careers, and it would be disingenuous of us to believe that we could train our grad students to work in, say, a museum or library. No doubt some of our grads end up at a museum or library, which shows their ability to adapt their training in English to other fields. The modern languages are durable fields, especially when viewed from a global perspective (see English 108, 174), even under stress, and we should follow our strengths instead of trying to accommodate ourselves to a market in fields where we have insufficient knowledge and experience.
  9. English asks, “Is there any more shopworn, tedious, and plainly self-defeating story of our discipline than the crisis narrative?” (189).

Works Cited

Bérubé, Michael. “The Humanities, Declining? Not according to the Numbers.” Chronicle of Higher Education 1 July 2013: B4–B5. Print.

Bousquet, Marc. How the University Works. New York: New York UP, 2008. Print.

Boyer, Ernest. Scholarship Reconsidered: Priorities of the Professoriate. New York: Jossey-Bass, 1990. Print.

Education in the Balance: A Report on the Workforce in English: Report of the 2007 ADE Ad Hoc Committee on Staffing. Modern Language Association. MLA, 10 Dec. 2008. Web. 26 Feb. 2015.

Ehrenberg, Ronald G., Harriet Zukerman, Jeffrey A. Groen, and Sharon M. Brucker. Educating Scholars: Doctoral Education in the Humanities. Princeton: Princeton UP, 2010. Print.

English, James F. The Global Future of English Studies. West Sussex: Wiley-Blackwell, 2012. Print.

Glassner, Barry, and Martin Schapiro. “Beware Higher-Ed Doom Sayers.” Chronicle of Higher Education 10 Oct. 2014: B4–B5. Print.

Laurence, David. Demography of the Faculty: A Statistical Portrait of English and Foreign Languages. Modern Language Association. MLA, 10 Dec. 2008. Web. 26 Feb. 2015.

———. “The Job Market and Graduate Education.” ADE Bulletin 149 (2010): 3–7. Print.

Leitch, Vincent B. Literary Criticism in the Twenty-First Century: Theory Renaissance. New York: Bloomsbury, 2014. Print.

Miller, Toby. Blow Up the Humanities. Philadelphia: Temple UP, 2012. Print.

Newfield, Christopher. “Humanities Creativity in the Age of Online.” Occasion: Interdisciplinary Studies in the Humanities. Arcade, 1 Oct. 2013. Web. 26 Feb. 2015.

Projections for Education Statistics to 2021: Section 5: Enrollment in Postsecondary Degree-Granting Institutions: Enrollment by Selected Characteristics and Control of Institution. Natl. Center for Educ. Statistics, n.d. Web. 26 Feb. 2015. <http://nces.ed.gov/programs/projections/projections2021/sec5c.asp>.

Report of the MLA Task Force on Doctoral Study in Modern Language and Literature. Modern Language Association. MLA, May 2014. Web. 26 Feb. 2015.

Report on the MLA Job Information List, 2013–14. Modern Language Association. MLA, n.d. Web. 26 Feb. 2015.

Report on the Survey of Earned Doctorates, 2009–10. Modern Language Association. MLA, Apr. 2012. Web. 26 Feb. 2015.

Ross, Andrew. “Undisciplined: An Interview with Andrew Ross.” Critics at Work: Interviews, 1993–2003. Ed. Jeffrey J. Williams. New York: New York UP, 2004. 275–94. Print.

Williams, Jeffrey J. “The Great Stratification.” Chronicle of Higher Education 6 Dec. 2013: B6–B9. Print.

David B. Downing is professor of English and director of Graduate Studies in Literature and Criticism at Indiana University of Pennsylvania.